AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CG

Charles Galt

WELLNESS FINANCIAL ASSOCIATES LLC
Cary, NC 27518
Some features on this profile are disabled
CRD#: 2052634
CG

Professional summary

Charles Galt, who also goes by Charles Albert Weglinski, Charles Weglinski, is a registered financial advisor currently at WELLNESS FINANCIAL ASSOCIATES LLC located in Cary, North Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Charles has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Charles Albert Weglinski | Charles Weglinski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WELLNESS SECURITY LLC, 1913 PARTRIDGE BERRY DR., RALEIGH, NC, 27606 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: OWNER/AGENT DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, HEALTH SAVING ACCOUNTS AND TRADITIONAL LIFE INSURANCE PRODUCTS START DATE: 3/2010 HOURS PER MONTH: 30 HOURS PER MONTH DURING TRADING HOURS: 20

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Galt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2015 - Present

WELLNESS FINANCIAL ASSOCIATES LLC

Office #1: 2500 Regency Parkway, Cary, NC 27518
RIA
CRD#: 171902
Cary, NC
Past

February 28, 2007 - January 8, 2015

OSAIC FA, INC.

RIA
CRD#: 3978
CARY, NC
Past

February 28, 2007 - January 8, 2015

OSAIC FA, INC.

BD
CRD#: 3978
CARY, NC
Past

May 27, 2004 - February 12, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
RALEIGH, NC
Past

June 22, 2001 - February 12, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
RALEIGH, NC
Past

December 3, 1999 - April 24, 2001

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

February 16, 1998 - December 9, 1999

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

November 20, 1996 - December 22, 1997

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

October 16, 1993 - November 19, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

May 30, 1991 - February 8, 1993

REYNOLDS KENDRICK STRATTON, INC.

BD
CRD#: 10414
Past

April 22, 1991 - May 28, 1991

CHELSEA STREET SECURITIES, INC.

BD
CRD#: 17548
Past

November 30, 1990 - April 23, 1991

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

April 24, 1990 - November 24, 1990

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/13/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/23/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/3/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/8/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/20/1993
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/1990
General Securities Representative Examination

Current Firm

WF
WELLNESS FINANCIAL ASSOCIATES LLC
WELLNESS FINANCIAL ASSOCIATES LLC | WELLNESS FINANCIAL ASSOCIATES, LLC

CRD#: 171902 / SEC#:

North Carolina
Registered Investment Advisory firm - (1/13/2015 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2500 Regency Parkway, Cary, NC 27518
Mailing Address
Phone number
(919) 714-9555
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLNESS FINANCIAL ASSOCIATES LLC

CRD#: 171902Cary, NC 27518

TRUST BUT VERIFY

Monitor Charles Galt

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Daniel Brian Conklin
Daniel ConklinAdvisorCheck Check Mark
HUNTER STREET INVESTMENT ADVISORS LLC
IAR
Apex, NC
Daniel Scott Braddock
Daniel BraddockAdvisorCheck Check Mark
ALMEGA WEALTH MANAGEMENT
IAR
Raliegh, NC
LH
Laird HepburnAdvisorCheck Check Mark
BSG ADVISERS
IAR
Apex, NC
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.