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RM

Robert A. Moore

PINE VALLEY INVESTMENTS
Marlton, NJ 08053
Some features on this profile are disabled
CRD#: 2051333
RM

Professional summary

Robert Allen Moore JR, CFA, who also goes by Robert A Moore, Robert Allen Moore Jr Jr, Robert Allen Moore Jr. Jr, is a registered financial advisor currently at PINE VALLEY INVESTMENTS located in Marlton, New Jersey and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 7 firms and has passed the Series 66, Series 99TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert A Moore | Robert Allen Moore Jr Jr | Robert Allen Moore Jr. Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allen Moore JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

April 1, 2016 - Present

PINE VALLEY INVESTMENTS

Office #1: 10 E. Stow Rd. Suite 200, Marlton, NJ 08053
RIA
CRD#: 173995
Marlton, NJ
Current

July 6, 2022 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087
BD
CRD#: 40002
Wayne, PA
Past

October 10, 2016 - June 2, 2022

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Marlton, NJ
Past

June 1, 2009 - April 11, 2016

MORGAN STANLEY

RIA
CRD#: 149777
PHILADELPHIA, PA
Past

June 1, 2009 - April 11, 2016

MORGAN STANLEY

BD
CRD#: 149777
PHILADELPHIA, PA
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
VOORHEES, NJ
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
VOORHEES, NJ
Past

December 5, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
VOORHEES, NJ
Past

June 19, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
VOORHEES, NJ
Past

February 9, 2000 - February 15, 2001

PROFESSIONAL EDGE FUND L.P.

BD
CRD#: 32199
PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PV
PINE VALLEY INVESTMENTS
MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA
Registered Investment Advisory firm - (1/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(7/6/2022)
RR
Florida
(7/6/2022)
IAR
New Jersey
(4/7/2016)
RR
New Jersey
(7/6/2022)
RR
Pennsylvania
(7/6/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/1/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 6/27/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/8/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PV
PINE VALLEY INVESTMENTS
MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA
Registered Investment Advisory firm - (1/8/2015 Approved)
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Contact information

Main Address
10 E. Stow Rd. Suite 200, Marlton, NJ 08053
Mailing Address
Phone number
(856) 334-8260
Established
Firm type
Fiscal year end
# of Employees
37

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- PINE VALLEY INVESTMENTS (3/19/2025)

Regulatory assets under management

Total Number of Accounts5,152
AUM (Assets Under Management)$ 2,183,420,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE VALLEY INVESTMENTS

CRD#: 173995Marlton, NJ 08053

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