RR
Robert Rodriguez
CONCORDIA WEALTH MANAGEMENT
Concord, MA 01742
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CRD#: 2051214
RR
Professional summary
Robert Rodriguez is a registered financial advisor currently at CONCORDIA WEALTH MANAGEMENT, LLC located in Concord, Massachusetts.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Robert has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: LOOKOUT FOUNDATION, INC.; ADDRESS OF OBA: C/O GMA FOUNDATIONS, 2 LIBERTY SQUARE, SUITE 500, BOSTON MA 02109; NATURE: NON-PROFIT FOUNDATION WORKING IN SUSTAINABLE AGRICULTURE AND FORESTS AND YOUTH AT RISK; INVESTMENT RELATED: YES; TITLE WITH OBA: TREASURER/DIRECTOR; DUTIES: OVERSIGHT OF FINANCIAL ACCOUNTING AND PORTFOLIO MANAGEMENT AND GRANTSMAKING; START DATE: 07/2010; APPROX. NUMBER OF HOURS/MONTH: 15; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 4; (2.) NAME OF OBA: TRUSTEE FOR CERTAIN CLIENT TRUSTS; ADDRESS OF OBA: CWM, 37 MAIN STREET, SUITE 1 CONCORD, MA 01742; NATURE: CLIENT TRUSTS; INVESTMENT RELATED: YES; TITLE WITH OBA: TRUSTEE; DUTIES: OVERSEEING TRUST ACTIVITIES INCLUDING ACCOUNTING, TAX PREPARATION, AND PORTFOLIO OVERSIGHT; START DATE: 04/2014; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (3.) NAME OF OBA: SUCCESSOR TRUSTEE FOR CERTAIN CLIENT TRUSTS; ADDRESS OF OBA: CWM, 37 MAIN STREET, SUITE 1 CONCORD, MA 01742; NATURE: CLIENT TRUSTS; INVESTMENT RELATED: YES; TITLE WITH OBA: SUCCESSOR TRUSTEE; DUTIES: DUTIES WILL NOT BEGIN UNTIL THE TRUSTS ARE FUNDED OR HE IS REQUESTED TO SUCCEED AN EXISTING TRUSTEE; START DATE: 09/2014; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: TRUST PROTECTOR FOR CERTAIN CLIENT TRUSTS; ADDRESS OF OBA: CWM, 37 MAIN STREET, SUITE 1 CONCORD, MA 01742; NATURE: CLIENT TRUSTS; INVESTMENT RELATED: YES; TITLE WITH OBA: TRUST PROTECTOR; DUTIES: ADVISES TRUSTEE; NAMES SUCCESSOR TRUSTEE AND PROTECTOR IF NECESSARY: DISTRIBUTION OF ASSETS NOT INSTRUCTED UNDER TRUST; START DATE: 11/2017; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (5.) NAME OF OBA: MANAGER OF CLIENT LLC; ADDRESS OF OBA: CWM, 37 MAIN STREET, SUITE 1 CONCORD, MA 01742; NATURE: MANAGER OF LLC FOR INVESTMENTS; INVESTMENT RELATED: YES; TITLE WITH OBA: MANAGER; DUTIES: OVERSEE ACCOUNTING, TAX AND PORTFOLIO MANAGEMENT OF LLC; START DATE: 12/2020; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Robert Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2012 - Present
CONCORDIA WEALTH MANAGEMENT, LLC
Office #1: 37 Main Street Suite 1, Concord, MA 01742RIA
CRD#: 164278
Concord, MA
Past
February 18, 2010 - August 29, 2012
FINACCESS ADVISORS, LLC
RIA
CRD#: 150697
CONCORD, MA
Past
February 7, 2006 - February 17, 2010
FINACCESS INTERNATIONAL, INC.
RIA
CRD#: 111831
CONCORD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONCORDIA WEALTH MANAGEMENT, LLC
CONCORDIA WEALTH MANAGEMENT, LLC
CRD#: 164278 / SEC#: 801-77860
RIA
Registered Investment Advisory firm - (4/2/2013 Approved)Massachusetts
Registered Investment Advisory firm - (6/3/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(8/8/2012)
IAR
Texas(7/31/2014)
Current Firm
CW
CONCORDIA WEALTH MANAGEMENT, LLC
CONCORDIA WEALTH MANAGEMENT, LLC
CRD#: 164278 / SEC#: 801-77860
RIA
Registered Investment Advisory firm - (4/2/2013 Approved)Massachusetts
Registered Investment Advisory firm - (6/3/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
37 Main Street Suite 1, Concord, MA 01742
Mailing Address
Phone number
(978) 371-7044
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 119 |
| AUM (Assets Under Management) | $ 188,655,978 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 07/22/2024 | ||
| 09/25/2023 | ||
| 02/28/2023 |
Red Flags
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Company Information
CONCORDIA WEALTH MANAGEMENT, LLC
CRD#: 164278Concord, MA 01742TRUST BUT VERIFY
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