Osvaldo Cuevas
Professional summary
Osvaldo Cuevas, who also goes by Ozzie Cuevas, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Clearwater, Florida and TRUIST INVESTMENT SERVICES, INC. located in Clearwater, Florida.
Osvaldo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Osvaldo has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Osvaldo Cuevas's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 26627 Us Hwy 19 N, Clearwater, FL 33761April 3, 2012 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2110 Gulf To Bay Blvd, Clearwater, FL 33765Office #2: 4144 N Armenia Ave, Tampa, FL 33607Office #3: 1701 E 7th Ave, Tampa, FL 33605Office #4: 26627 Us Highway 19 N, Clearwater, FL 33761Office #5: 5370 Ehrlich Rd, Tampa, FL 33625Office #6: 6704 Memorial Hwy, Tampa, FL 33615April 9, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 4, 2008 - April 2, 2012
LPL FINANCIAL LLC
March 4, 2008 - April 2, 2012
LPL FINANCIAL LLC
March 9, 2007 - March 4, 2008
IFMG SECURITIES, INC.
June 13, 2006 - March 4, 2008
IFMG SECURITIES, INC.
November 9, 2004 - March 9, 2006
CITICORP INVESTMENT SERVICES
June 18, 2002 - March 9, 2006
CITICORP INVESTMENT SERVICES
November 29, 1994 - May 31, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2016)
(9/29/2022)
(4/3/2012)
(8/26/2016)
(4/3/2012)
(9/3/2024)
(4/7/2021)
(12/13/2017)
(4/21/2023)
(5/27/2020)
(4/3/2012)
(7/19/2017)
(7/29/2024)
(2/9/2017)
(8/31/2023)
(7/6/2021)
(8/11/2021)
(5/11/2022)
(2/18/2016)
(3/13/2017)
(2/16/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Clearwater, FL 33761TRUST BUT VERIFY
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