BP
Barry A. Phillips
SNYDER WEALTH GROUP
GREAT NECK, NY 11021
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CRD#: 2050472
BP
Professional summary
Barry Alan Phillips, who also goes by Barry A Phillips, is a registered financial advisor currently at SNYDER WEALTH GROUP located in Great Neck, New York and OSAIC WEALTH, INC. located in Westtown, New York.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Barry has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barry A Phillips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BARRY A. PHILLIPS, D/B/A; BAP FINANCIAL SERVICES POSITION: Registered Representative NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/19/1999 ADDRESS: 505 Northern Boulevard, Suite 204, Great Neck NY 11021, United States DESCRIPTION: On occasion, I may be asked to get a quote for a non-variable life insurance, long term care or individual disability policy quote for prospective and current clients and their families before or after securities trading hours 2) BAP FINANCIAL SERVICES POSITION: broker NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/19/1999 ADDRESS: 505 Northern Blvd., Suite 204, Great Neck NY 11021, United States DESCRIPTION: On a rare occasion I may be asked by an existing investment client to obtain a term life quote for his/her newly married adult child 3) Snyder Wealth Management, A REGISTERED INVESTMENT ADVISOR. POSITION: Investment Advisory Services NATURE: Snyder Wealth Management., A Registered Investment Advisor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 120 START DATE: 08/31/2010 ADDRESS: 1733 North Ocean Avenue,Medford, New York, 11763, Medford NY 11763, United States DESCRIPTION: I maintain continuing contact with my clients, to update, review and discuss the performance of their account positions. The discussions usually include thecurrent and possible future effects on their account's performance as it pertains to various risk factors such as Geopolitical, World and U.S. Market Volatility and how these risks may be lowered by suggesting changes (as needed) in their positions 4) BAP FINANCIAL SERVICES POSITION: Referring Possible life insurance clients to the expert in the office NATURE: No OBA CONDUCTED . INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2025 ADDRESS: 84 Bender Road, Westtown NY 10998, United States DESCRIPTION: I'm a RR With Osaic Wealth Management and I'm affiliated with Snyder WealthGroup.If I receive a inquiry for any life insurance potential client. I refer it to the life insurance request to the insurance expert in the office
CRS (Client Relationship Summary) - RIA
Click below to view Barry Alan Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2021 - Present
SNYDER WEALTH GROUP
Office #1: 505 Northern Boulevard Suite 204, Great Neck, NY 11021RIA
CRD#: 106425
GREAT NECK, NY
Current
June 11, 1999 - Present
OSAIC WEALTH, INC.
Office #1: 84 Bender Road, Westtown, NY 10998RIA
BD
CRD#: 23131
Westtown, NY
Past
April 16, 2021 - December 31, 2021
LONG ISLAND FINANCIAL ADVISORS, INC.
RIA
CRD#: 123439
GREAT NECK, NY
Past
December 7, 1992 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
December 7, 1992 - July 9, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SNYDER WEALTH GROUP
MARK J SNYDER FINANCIAL SERVICES INC | SNYDER WEALTH GROUP | SNYDER MARK J FINANCIAL SERVICES INC | SNYDER CAPITAL MANAGEMENT
CRD#: 106425 / SEC#: 801-38888
RIA
Registered Investment Advisory firm - (5/9/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/9/2002)
RR
Maryland(7/26/1999)
RR
New York(6/11/1999)
IAR
New York(11/18/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SNYDER WEALTH GROUP
MARK J SNYDER FINANCIAL SERVICES INC | SNYDER WEALTH GROUP | SNYDER MARK J FINANCIAL SERVICES INC | SNYDER CAPITAL MANAGEMENT
CRD#: 106425 / SEC#: 801-38888
RIA
Registered Investment Advisory firm - (5/9/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1733 N Ocean Ave Suite B, Medford, NY 11763
Mailing Address
Phone number
(631) 289-4224
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,712 |
| AUM (Assets Under Management) | $ 375,659,897 |
Red Flags
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