Erik D. Roemer

GERBER

Columbus, OH 43215

Some features on this profile are disabled

CRD#: 2049954

Professional summary

Erik Dennis Roemer, CFP®, who also goes by Erik D Roemer, Erik Roemer, is a registered financial advisor currently at GERBER, LLC located in Columbus, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Columbus, Ohio.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Erik has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Erik D Roemer | Erik Roemer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Name of Business : Gerber, LLC Address: Columbus, OH Nature of the Business: Gerber, LLC Position/Title: Chief Compliance Officer Investment Related: Yes Start Date: 04/08/2000 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 160 Description of duties: Service clients by answering client questions, meet with clients, provide overall financial planning. Manage Gerber LLC staff members. Ensure compliance within the RIA framework.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Dennis Roemer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

June 1, 2000 - Present

GERBER, LLC

Office #1: 580 N Fourth Street Suite 400, Columbus, OH 43215

RIA

CRD#: 120039

Columbus, OH

Current

February 11, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 580 North Fourth Street Suite 400, Columbus, OH 43215

CRD#: 35747

Columbus, OH

Past

April 10, 2000 - October 19, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

COLUMBUS, OH

Past

May 15, 1998 - April 10, 2000

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

October 3, 1996 - April 9, 1998

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

November 29, 1993 - October 24, 1994

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

April 7, 1993 - November 3, 1993

DOMESTIC CAPITAL INCORPORATED

CRD#: 24318

Past

August 2, 1990 - April 26, 1991

TAW SECURITIES, INC.

CRD#: 25189

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GERBER, LLC

GERBER FINANCIAL ADVISORS, LLC | GERBER, LLC

CRD#: 120039 / SEC#: 801-68731

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

Florida

Registered Investment Advisory firm - (9/22/2004 Terminated)

Georgia

Registered Investment Advisory firm - (9/27/2004 Terminated)

Ohio

Registered Investment Advisory firm - (5/20/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Ohio
(6/1/2000)

Ohio
(2/11/2021)

Texas
(2/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GERBER, LLC

GERBER FINANCIAL ADVISORS, LLC | GERBER, LLC

CRD#: 120039 / SEC#: 801-68731

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

Florida

Registered Investment Advisory firm - (9/22/2004 Terminated)

Georgia

Registered Investment Advisory firm - (9/27/2004 Terminated)

Ohio

Registered Investment Advisory firm - (5/20/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

580 N Fourth Street Suite 400, Columbus, OH 43215

Mailing Address

Phone number

(614) 431-4343

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GERBER, LLC BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	950
AUM (Assets Under Management)	$ 588,145,145

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/26/2025	Cover Page	Report
07/26/2024	Cover Page	Report
10/04/2023	Cover Page	Report
12/13/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Andrew Lehman

INSPIRE ADVISORS, LLC

IAR

Columbus, OH

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus (grandview), OH

Cody Anderson

J.P. MORGAN SECURITIES LLC

IAR

UPPER ARLINGTON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erik D. Roemer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Dennis Roemer's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES, INC.

FORESIDE DISTRIBUTION SERVICES, L.P.

CHASE INVESTMENT SERVICES CORP.

AMERIPRISE ADVISOR SERVICES, INC.

DOMESTIC CAPITAL INCORPORATED

TAW SECURITIES, INC.

Primary Firm SEC Registration

GERBER, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/1998

Series 63

Date: 8/13/1990

SIE

Date: 10/1/2018

Series 7

Date: 7/31/1990

FINRA

Current Firm

GERBER, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GERBER, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors