Dale L. Krcek
Professional summary
Dale L Krcek is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Indianapolis, Indiana.
Dale is registered as a RR (Registered Representative) and started their career in finance in 1991. Dale has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dale L Krcek's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2019 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 11204 Fall Creek Rd, Indianapolis, IN 46256-9406July 14, 2009 - September 6, 2018
STATE FARM VP MANAGEMENT CORP.
February 13, 2007 - June 17, 2009
FORESTERS EQUITY SERVICES, INC.
July 2, 2001 - December 31, 2003
FORESTERS EQUITY SERVICES, INC.
November 27, 1996 - June 18, 2001
PRUCO SECURITIES, LLC.
May 3, 1995 - November 25, 1996
FIRSTMERIT SECURITIES, INC.
January 1, 1991 - May 30, 1995
IFMG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2020)
(5/1/2019)
(4/22/2020)
(4/21/2020)
Exams
FINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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