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BS

Brian S. Schaefer

OAKWOOD CAPITAL SECURITIES
Maitland, FL 32751
Some features on this profile are disabled
CRD#: 2048927
BS
Brian Scott SchaeferOAKWOOD CAPITAL SECURITIES

Professional summary

Brian Scott Schaefer is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in Maitland, Florida.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1990. Brian has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) THE BROKERS NETWORK LLC - 04/01/2021 - 2600 Maitland Center Pkwy, Suite 275, Maitland, FL 32751 - President, Owner of Brokerage General Agency, Activities of running a small business as well as recruiting, training and servicing licensed insurance professionals and their clients, Invt Rel, 200 hrs/mo; 144 hrs/mo (during trading hours). 2.) OAKWOOD CAPITAL, INC. - 08/14/2026 - 6600 Highway 169 S, Suite 1410, Minneapolis MN 55426 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Scott Schaefer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 2026 - Present

OAKWOOD CAPITAL SECURITIES, INC.

Office #1: 2600 Maitland Center Parkway Suite 275, Maitland, FL 32751
BD
CRD#: 21000
Maitland, FL
Past

February 11, 2016 - August 17, 2026

TLG ADVISORS, INC.

RIA
CRD#: 111052
Maitland, FL
Past

January 4, 2016 - August 17, 2026

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

January 6, 2010 - December 18, 2015

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
ORLANDO, FL
Past

December 1, 2006 - December 18, 2015

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
ORLANDO, FL
Past

May 24, 2005 - December 1, 2006

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
ORLANDO, FL
Past

January 1, 2004 - May 5, 2005

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

August 12, 2003 - January 1, 2004

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

April 20, 2000 - August 28, 2003

LIFEMARK SECURITIES CORP.

BD
CRD#: 16204
ROCHESTER, NY
Past

December 1, 1997 - April 20, 2000

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

July 23, 1992 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

BD
CRD#: 14363
RICHMOND, VA
Past

May 22, 1990 - August 29, 1990

F.N. WOLF & CO., INC.

BD
CRD#: 13051

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/14/2026)
RR
Georgia
(8/14/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/24/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/5/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/2/1991
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/29/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OC
OAKWOOD CAPITAL SECURITIES, INC.
GARDNER FINANCIAL SERVICES, INC. | OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000 / SEC#: , 8-38631

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Mailing Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Phone number
(952) 935-4601
Established
Minnesota since 05/11/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OAKWOOD CAPITAL SECURITIES, LLCOWNER
BASKETT, ERINFINOP, PFO, POO4538604
KING, BRANDON DOUGLASVICE PRESIDENT6371003
KING, DOUGLAS STEPHANPRESIDENT, CHIEF COMPLIANCE OFFICER1375683
KING, JASON THOMASVICE PRESIDENT6343030

Disclosures

Regulatory Event1
Bond1

Red Flags

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Company Information

OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000Maitland, FL 32751

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