Charles Mccomber Best
Professional Summary
Charles Mccomber Best was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1969 - 2023. Charles had worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 5, PC, Series 1, Series 24, Series 4 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
RHODES SECURITIES, INC.
Contact Information
Main Address
306 West 7th Street Suite 1000, Ft Worth, TX 76102Mailing Address
306 West 7th Street Suite 1000, Fort Worth, TX 76102Phone Number
(817) 334-0455Established
Texas since 02/18/1987Firm Type
CorporationFiscal Year End
AprilFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1981PC — AMEX Put and Call Exam
Passed Apr 1977Series 1 — Registered Representative Examination
Passed Mar 1968Series 00 — General Securities Principal Examination
Passed Feb 1969Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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