KF
Kurt D. Folcher
ANDREW GARRETT
MT LAUREL, NJ
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CRD#: 2048375
KF
Professional summary
Kurt Daniel Folcher is a registered financial advisor currently at ANDREW GARRETT INC. located in Mt Laurel, New Jersey.
Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Kurt has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BIG BLUE VENTURES LLC REALESTATE CO. 246 ST DAVID DRIVE MT LAUREL NJ 08054 NON INVESTMENT RELATED REALASTATE RENTALS SHAREHOLDER MAINTAINECE OF PROPERITES PRINCETON FINANCIAL DBA 41 UNIVERSITY DRIVE SUITE 400 NEWTOWN, PA 18940 UNITED STATES
CRS (Client Relationship Summary) - RIA
Click below to view Kurt Daniel Folcher's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kurt Daniel Folcher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2007 - Present
ANDREW GARRETT INC.
RIA
BD
CRD#: 29931
MT LAUREL, NJ
Current
February 26, 2007 - Present
ANDREW GARRETT INC.
Office #1: 41 University Drive Suite 400, Newtown, PA 18940RIA
BD
CRD#: 29931
Newtown, PA
Past
April 27, 2006 - March 1, 2007
S.W. BACH & COMPANY
RIA
CRD#: 43522
PRINCETON, NJ
Past
November 16, 2005 - March 1, 2007
S.W. BACH & COMPANY
BD
CRD#: 43522
PRINCETON, NJ
Past
February 22, 2001 - December 5, 2005
KIRLIN SECURITIES INC.
BD
CRD#: 21210
SYOSSET, NY
Past
June 13, 2000 - December 31, 2000
KIRLIN SECURITIES INC.
BD
CRD#: 21210
SYOSSET, NY
Past
September 29, 1994 - September 1, 2001
PRINCETON SECURITIES CORPORATION
BD
CRD#: 21613
SYOSSET, NY
Past
September 15, 1994 - October 11, 1994
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
August 5, 1994 - August 13, 1994
WESTFIELD FINANCIAL CORPORATION
BD
CRD#: 8143
NEW YORK, NY
Past
September 10, 1990 - September 15, 1994
HIBBARD BROWN & CO., INC.
BD
CRD#: 18246
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AG
ANDREW GARRETT INC.
ANDREW GARRET, INC | MIDWEST DISCOUNT BROKERS INC. | MIDWEST DISCOUNT BROKERS | ANDREW GARRETT, INC. | ANDREW GARRETT INC.
CRD#: 29931 / SEC#: 801-71581, 8-44659
RIA
Registered Investment Advisory firm - SEC (7/6/2010 Approved)California
Registered Investment Advisory firm - SEC (11/29/2011 Terminated)Florida
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Georgia
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/6/2010 Terminated)Minnesota
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Missouri
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Montana
Registered Investment Advisory firm - SEC (3/14/2019 Terminated)New York
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)North Carolina
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)South Carolina
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Texas
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/22/2019)
IAR
Alabama(11/17/2021)
RR
California(2/26/2007)
IAR
California(8/29/2008)
RR
Colorado(2/26/2007)
IAR
Colorado(10/2/2017)
IAR
Delaware(2/1/2024)
IAR
Florida(11/12/2019)
IAR
Georgia(5/15/2023)
RR
Illinois(2/26/2007)
RR
Massachusetts(8/13/2015)
IAR
Michigan(11/2/2020)
RR
New Jersey(2/26/2007)
IAR
New Jersey(4/30/2007)
RR
New York(3/27/2019)
IAR
New York(11/17/2021)
RR
Oregon(9/18/2023)
RR
Pennsylvania(2/26/2007)
IAR
Pennsylvania(3/14/2012)
IAR
South Carolina(11/17/2021)
RR
Virginia(2/26/2007)
IAR
Virginia(11/4/2020)
IAR
Washington(12/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AG
ANDREW GARRETT INC.
ANDREW GARRET, INC | MIDWEST DISCOUNT BROKERS INC. | MIDWEST DISCOUNT BROKERS | ANDREW GARRETT, INC. | ANDREW GARRETT INC.
CRD#: 29931 / SEC#: 801-71581, 8-44659
RIA
Registered Investment Advisory firm - SEC (7/6/2010 Approved)California
Registered Investment Advisory firm - SEC (11/29/2011 Terminated)Florida
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Georgia
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/6/2010 Terminated)Minnesota
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Missouri
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Montana
Registered Investment Advisory firm - SEC (3/14/2019 Terminated)New York
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)North Carolina
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)South Carolina
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Texas
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
230 Park Ave 3rd Floor West, New York, NY 10169
Mailing Address
230 Park Ave 3rd Floor West, New York, NY 10169
Phone number
(212) 682-8833
Established
Delaware since 04/19/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
13
SEC notice filing (34 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANDREW GARRETT HOLDING CORP | OWNER | |
| ESTATE OF JESSE UPCHURCH | SHARE HOLDER | |
| PLAINS CAPITAL BANK | EXECUTOR OF ESTATE | |
| CANNIZZARO-FONG, JANNELLE LYNN | CHIEF FINANCIAL OFFICER/FINOP | 4249300 |
| MAURER, MARK HENRY | CHIEF COMPLIANCE OFFICER | |
| MAURER, MARK HENRY | CHIEF COMPLIANCE OFFICER | 1496683 |
| MITCHELL, JAMES ROBERT JR | CHIEF ADMINISTRATIVE OFFICER | 1374268 |
| SYCOFF, ANDREW GARRETT | CHIEF EXECUTIVE OFFICER/DIRECTOR | 2119089 |
Regulatory assets under management
| Total Number of Accounts | 1,402 |
| AUM (Assets Under Management) | $ 663,049,158 |
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
