Patricia Anne R. Korioth
Professional summary
Patricia Anne Rector Korioth, who also goes by Patricia Rector Korioth, Patricia Anne Rector, Trish Anne Rector, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in Austin, Texas.
Patricia Anne is registered as a RR (Registered Representative) and started their career in finance in 1993. Patricia Anne has worked at 7 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Anne Rector Korioth's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2014 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 3445 Executive Center Drive Suite 120, Austin, TX 78731November 21, 2000 - October 14, 2014
AMHERST SECURITIES GROUP, L.P.
July 13, 2000 - November 28, 2000
TEJAS SECURITIES GROUP, INC.
September 9, 1999 - July 5, 2000
COASTAL SECURITIES, INC.
March 13, 1995 - February 16, 1999
SPIRES FINANCIAL, L.P.
February 16, 1995 - March 13, 1995
PINNACLE FINANCIAL, INC.
November 24, 1993 - January 27, 1995
WESTCAP SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2014)
(1/26/2015)
(10/14/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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