Mark G. Krause
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark George Krause, who also goes by Mark George Krause, Mark Krause, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1990. Mark had worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2020 - May 21, 2026
TRADESTATION SECURITIES, INC.
February 25, 2019 - February 18, 2020
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 12, 2018 - February 7, 2019
EQUITABLE ADVISORS, LLC
January 2, 2015 - February 11, 2015
SG AMERICAS SECURITIES, LLC
March 24, 2006 - January 2, 2015
NEWEDGE USA, LLC
April 5, 2000 - February 25, 2005
VAN DER MOOLEN SPECIALISTS USA, LLC
June 29, 1998 - March 18, 1999
UBS SECURITIES LLC
December 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
April 14, 1994 - January 6, 1997
J.P. MORGAN SECURITIES LLC
April 20, 1990 - March 16, 1992
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADESTATION SECURITIES, INC.
CRD#: 39473 / SEC#: , 8-48711
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | |
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
Disclosures
| Regulatory Event | 28 |
| Arbitration | 4 |
Red Flags
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