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MK

Mark George Krause

CRD# 2046349·Registered 1990 - 2026
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark George Krause, who also goes by Mark George Krause, Mark Krause, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1990 - 2026. Mark had worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark George Krause, Mark Krause

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

Past

TRADESTATION SECURITIES, INC.Past·CRD# 39473
BD
New York, NY
July 16, 2020 - May 21, 2026
TP ICAP GLOBAL MARKETS AMERICAS LLCPast·CRD# 2762
BD
New York, NY
February 25, 2019 - February 18, 2020
EQUITABLE ADVISORS, LLCPast·CRD# 6627
BD
New York, NY
December 12, 2018 - February 7, 2019
SG AMERICAS SECURITIES, LLCPast·CRD# 128351
BD
New York, NY
January 2, 2015 - February 11, 2015
NEWEDGE USA, LLCPast·CRD# 36118
BD
New York, NY
March 24, 2006 - January 2, 2015
VAN DER MOOLEN SPECIALISTS USA, LLCPast·CRD# 32034
BD
New York, NY
April 5, 2000 - February 25, 2005
UBS SECURITIES LLCPast·CRD# 7654
BD
New York, NY
June 29, 1998 - March 18, 1999
SBC WARBURG DILLON READ INC.Past·CRD# 1650
BD
Stamford, CT
December 2, 1997 - June 29, 1998
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
April 14, 1994 - January 6, 1997
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
April 20, 1990 - March 16, 1992

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Current Firm

TS
TRADESTATION SECURITIES, INC.

ONLINE TRADING INC.COM | TRADESTATION SECURITIES, INC. | TRADESTATION SECURITIES | TRADESTATION | ONLINETRADNG.COM | ONLINETRADINGINC.COM CORP | ONLINETRADING.COM | ONLINETRADEINGINC.COM CORP. | ONLINE TRADING, INC.

CRD#: 39473 / SEC#: 8-48711
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Mailing Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Phone Number

(954) 652-7900

Established

Florida since 09/07/1995

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADESTATION GROUP, INC.OWNER - PARENT CORPORATION—
BOLEK, JOHN MITCHELLCHIEF OPERATIONS OFFICER2363046
KOROTKIY, PETERCHIEF OPERATING OFFICER & PRESIDENT2706102
MORMILE-WOLPER, MYRA CHRISTINEGENERAL COUNSEL AND ASSISTANT SECRETARY6753154
ROJEK, JAMES HCHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL3096214
VESPE, CHRISTOPHER JAMESINTERIM CHIEF COMPLIANCE OFFICER5205586

Disclosures

Regulatory Event

29

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2020About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 1995About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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