Daniel Joseph Oshea Jr
Professional Summary
Daniel Joseph Oshea JR, who also goes by Daniel Joseph O'shea Jr, Daniel Joseph O'shea, Daniel J Oshea, Daniel Joseph Oshea Jr, Daniel Joseph Oshea, is a registered financial advisor currently at THE LEADERS GROUP, INC. located in Summit, New Jersey. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Joseph O'shea Jr, Daniel Joseph O'shea, Daniel J Oshea, Daniel Joseph Oshea Jr, Daniel Joseph Oshea
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SUMMIT PLACE FINANCIAL ADVISORS, LLC
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.
Contact Information
Main Address
475 Springfield Ave, Summit, NJ 07901Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901Phone Number
(303) 797-9080Established
Delaware since 07/14/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/16/2025)
(7/25/2025)
(7/14/2025)
(7/14/2025)
(7/16/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1992About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2005About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Oshea JR's CRS (Customer Relationship Summary).
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