MM
Mark D. Mulflur
EAGLE STRATEGIES LLC
ROCKLAND, MA 02370
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CRD#: 2045860
MM
Professional summary
Mark D Mulflur, who also goes by Mark David Mulflur, Mark Mulflur, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Rockland, Massachusetts and NYLIFE SECURITIES LLC located in Rockland, Massachusetts.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 4 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark David Mulflur | Mark Mulflur
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Cool Kids Campaign Fdtn, Inc.; Volunteer at Cool Kids Campaign. Helping Organization with Charity Fundraising events.; 8422 Bellona Lane, Suite 102 Towson, MD 21204; non investment related; start date 8/2020; Provide logistics support for VIP's during August Fundraising Golf tournament.; 2 hours per month none during sec hours] [OPERATING UNDER THE DBA NAME OF Prowealth LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; ROCKLAND MA; START DATE: 09/2023]
CRS (Client Relationship Summary) - RIA
Click below to view Mark D Mulflur's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 1050 Hingham Street 3rd Floor, Rockland, MA 02370RIA
CRD#: 110826
ROCKLAND, MA
Current
June 10, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 1050 Hingham Street Floor 3, Rockland, MA 02370BD
CRD#: 5167
Rockland, MA
Past
July 5, 1991 - February 14, 2000
FIDELITY DISTRIBUTORS CORPORATION
BD
CRD#: 6848
SMITHFIELD, RI
Past
April 12, 1990 - July 1, 1991
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/5/2023)
RR
Kentucky(1/19/2023)
RR
Massachusetts(9/27/2022)
IAR
Massachusetts(10/4/2022)
RR
New Hampshire(3/2/2023)
RR
New York(11/17/2023)
RR
North Carolina(6/14/2023)
RR
Ohio(9/14/2024)
RR
Texas(1/19/2023)
IAR
Texas(1/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 6/10/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Rockland, MA 02370TRUST BUT VERIFY
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