Christopher J. Pusak
Professional summary
Christopher John Pusak, who also goes by Pusak, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1990. Christopher has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Pusak's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2013 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101August 31, 2012 - May 3, 2013
REALTA INVESTMENT ADVISORS, INC
February 9, 2012 - June 14, 2013
QUASAR DISTRIBUTORS, LLC
January 14, 2011 - September 8, 2011
GRAND DISTRIBUTION SERVICES, LLC
November 13, 2009 - November 5, 2010
FARR MILLER & WASHINGTON LLC
December 18, 2006 - July 15, 2009
RORER ASSET MANAGEMENT LLC
February 23, 2005 - January 9, 2006
CITCO MUTUAL FUND DISTRIBUTORS, INC.
February 6, 2002 - January 3, 2005
AMG DISTRIBUTORS, INC.
January 4, 1999 - January 4, 2005
RORER ASSET MANAGEMENT LLC
April 24, 1990 - January 6, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2015)
(4/1/2024)
(6/17/2013)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
Monitor Christopher Pusak
Get automatic monthly alerts on:
