EW
Eric E. Wegner
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Delafield, WI 53018
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CRD#: 2044977
EW
Professional summary
Eric Edward Wegner is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Delafield, Wisconsin and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Delafield, Wisconsin.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Eric has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PROVIDENT FINANCIAL, 2301 SUN VALLEY DR #301, DELAFIELD, WI, 1/2000 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40 HR/WK - 40/TRADING. 2)CUSTOM CLASSIC WARBIRDS, 2129 N WATERSTONE CIR, OCONOMOWOC, WI; AIRCRAFT MANUFACTURING AND SALES, OWNER, NIR, BEGAN 1/1/05 AS OWNER; DEVOTES 5 HR/YR, NONE DURING TRADING. 3)AVIATION PROPERTIES LLC, 1759 RIVER DR, WATERTOWN, WI, 1/2018, AS PART OWNER IN LLC THAT OWNS AIRPLANE HANGAR, NIR, 1 HR/MO - 0 HR/MO trading. 4)EAA CHAPTER 320, 1785 RIVER DR, WATERTOWN, WI, 12/01/2018. PRESIDENT, EXPERIMENTAL AIRCRAFT ASSOCIATION, NON-PROFIT. NIR-5/MO-0/TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-5/YR-20/TRADING. 10/02/2019. 6)E-STORE LLC, 2129 N Waterstone Cir, Oconomowoc WI 53066, 11/01/2024, Owner, Retail Sales/Distribution, NIR, 1 HR/MO, 0 HR/MO TRADING. 7)PROVIDENT FINANCIAL, 2301 Sun Valley Drive #301, Delafield WI 53018, 07/2013, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Edward Wegner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2301 Sun Valley Drive #301, Delafield, WI 53018RIA
CRD#: 134139
Delafield, WI
Current
July 2, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2301 Sun Valley Drive #301, Delafield, WI 53018BD
CRD#: 39543
Delafield, WI
Past
February 5, 2014 - September 23, 2019
CAPSTONE ADVISORY GROUP LLC
RIA
CRD#: 153443
DELAFIELD, WI
Past
December 23, 2013 - December 31, 2014
MERIC CAPITAL MANAGEMENT, LLC
RIA
CRD#: 151598
MINNEAPOLIS, MN
Past
June 13, 2011 - July 2, 2013
SPC
RIA
CRD#: 110692
MINNEAPOLIS, MN
Past
February 11, 2011 - July 2, 2013
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
MINNEAPOLIS, MN
Past
January 8, 2009 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
MINNEAPOLIS, MN
Past
January 8, 2009 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
BURNSVILLE, MN
Past
September 28, 2006 - December 31, 2008
SPC
RIA
CRD#: 110692
BURNSVILLE, MN
Past
December 4, 2002 - December 31, 2008
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
BURNSVILLE, MN
Past
October 9, 2000 - December 4, 2002
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
January 12, 2000 - October 9, 2000
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/2/2013)
RR
Florida(1/3/2020)
RR
Michigan(4/17/2023)
RR
Minnesota(7/2/2013)
RR
Wisconsin(7/2/2013)
IAR
Wisconsin(10/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Delafield, WI 53018TRUST BUT VERIFY
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