JA
John D. Albert
LANTERN WEALTH ADVISORS
N Dinwiddie, VA
Some features on this profile are disabled
CRD#: 2044846
JA
Professional summary
John Douglas Albert is a registered financial advisor currently at LANTERN WEALTH ADVISORS, LLC located in N Dinwiddie, Virginia and HEROLD & LANTERN INVESTMENTS, INC. located in Melville, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 28 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE SUJOY BANERJEE TRUST, TRUST ACCOUNT, TRUSTEE, JULY 2008, 10 HOURS, 0 HOURS, PREPARING SOURCE DOCUMENTS FOR TAXES, BILL PAYING FOR BENEFICIARY OF TRUSTEE JRM Rentals Chesterfield Ave, no, 26980 Britt Lane, North Dinwiddie, VA 23805, rental real estate, owner, 01/01/2013, 3 hours, 0 hours, Manage personal rental property JRM Rentals Bishop St, no, 26980 Britt Lane, North Dinwiddie, VA 23805, rental real estate, owner, 01/01/2013, 3 hours, 0 hours, Manage personal rental property JRM Rentals Hill House, no, 26980 Britt Lane, North Dinwiddie, VA 23805, rental real estate, owner, 01/01/2013, 3 hours, 0 hours, Manage personal rental property JRM Rentals Buckner St, no, 26980 Britt Lane, North Dinwiddie, VA 23805, rental real estate, owner, 01/01/2013, 3 hours, 0 hours, Manage personal rental property JRM Rentals Gordon Dr, no, 26980 Britt Lane, North Dinwiddie, VA 23805, rental real estate, owner, 01/01/2013, 3 hours, 0 hours, Manage personal rental property JRM Rentals Powhatan, no, 26980 Britt Lane, North Dinwiddie, VA 23805, rental real estate, owner, 01/01/2013, 3 hours, 0 hours, Manage personal rental property JRM Rentals Hopkins LLC, no, 26980 Britt Lane, North Dinwiddie, VA 23805, rental real estate, owner, 01/01/2013, 3 hours, 0 hours, Manage personal rental property Lantern Wealth Advisors, LLC -as of 06/2025 - investment related - registered investment advisor representative supervised from 35 Pinelawn Rd Melville NY 11747. Approximately 10 hours per month all of which are during securities trading hours. Assisting advisory clients with their portfolios.
CRS (Client Relationship Summary) - RIA
Click below to view John Douglas Albert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2025 - Present
LANTERN WEALTH ADVISORS, LLC
RIA
CRD#: 147420
N Dinwiddie, VA
Current
June 13, 2025 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747BD
CRD#: 30996
Melville, NY
Past
January 20, 2010 - June 16, 2025
SECURITIES RESEARCH, INC. OF FLORIDA
RIA
CRD#: 6516
North Dinwiddie, VA
Past
August 15, 1995 - June 16, 2025
SECURITIES RESEARCH, INC. OF FLORIDA
BD
CRD#: 6516
RICHMOND, VA
Past
July 20, 1994 - January 3, 1995
INVESTORS SERVICES INCORPORATED
BD
CRD#: 36210
RICHMOND, VA
Past
May 10, 1990 - August 9, 1994
BROKERS EXCHANGE, INC.
BD
CRD#: 7894
COLUMBIA, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LANTERN WEALTH ADVISORS, LLC
LANTERN ADVISERS LLC | LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
RIA
Registered Investment Advisory firm - (1/15/2014 Approved)California
Registered Investment Advisory firm - (2/16/2014 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2014 Terminated)New York
Registered Investment Advisory firm - (1/17/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/18/2025)
RR
Colorado(6/23/2025)
RR
Connecticut(6/18/2025)
RR
Delaware(6/20/2025)
RR
Florida(6/16/2025)
RR
Georgia(6/16/2025)
RR
Illinois(6/23/2025)
RR
Kentucky(6/24/2025)
RR
Maryland(6/20/2025)
RR
Massachusetts(6/16/2025)
RR
Mississippi(6/24/2025)
RR
New Hampshire(6/23/2025)
RR
New Jersey(6/18/2025)
RR
New York(6/28/2025)
RR
North Carolina(7/1/2025)
RR
North Dakota(6/20/2025)
RR
Pennsylvania(6/20/2025)
RR
South Carolina(7/16/2025)
RR
Virginia(6/18/2025)
IAR
Virginia(6/24/2025)
RR
West Virginia(6/19/2025)
RR
Wyoming(6/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 5/12/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
LW
LANTERN WEALTH ADVISORS, LLC
LANTERN ADVISERS LLC | LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
RIA
Registered Investment Advisory firm - (1/15/2014 Approved)California
Registered Investment Advisory firm - (2/16/2014 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2014 Terminated)New York
Registered Investment Advisory firm - (1/17/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Mailing Address
Phone number
(631) 454-2000
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 265,466,991 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
