JS
John M. Shutowick
CETERA INVESTMENT ADVISERS LLC
PARKLAND, FL
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CRD#: 2044809
JS
Professional summary
John Michael Shutowick, CFP®, who also goes by John M Shutowick, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Parkland, Florida and CETERA WEALTH SERVICES, LLC located in Coconut Creek, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John M Shutowick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: SHUTOWICK WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 08/2006; POSITION/TITLE/RELATIONSHIP: CO-FOUNDER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: JOHN SHUTOWICK & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY USED FOR COMMISSION PURPOSES AND TO COLLECT OFFICE SPACE RENT; START DATE: 05/1994; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENTITY USED FOR COMMISSION PURPOSES AND TO COLLECT OFFICE SPACE RENT; 3. NAME OF OTHER BUSINESS: FOX RIDGE HOA; INVESTMENT RELATED: NO; ADDRESS: 10188 NW 66TH DR, PARKLAND, IL 33076; NATURE OF BUSINESS: BOARD; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP OVERSEE THE NEIGHBORHOOD;
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Shutowick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
May 9, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 6810 N. State Road 7, Coconut Creek, FL 33073RIA
CRD#: 105644
PARKLAND, FL
Current
August 22, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6810 N. State Road 7, Coconut Creek, FL 33073BD
CRD#: 13572
Coconut Creek, FL
Past
April 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FT LAUDERDALE, FL
Past
June 30, 2009 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
DAVIE, FL
Past
April 1, 2009 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
FT LAUDERDALE, FL
Past
March 29, 1995 - April 9, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT LAUDERDALE, FL
Past
March 29, 1995 - April 9, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT LAUDERDALE, FL
Past
July 1, 1994 - March 28, 1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
BD
CRD#: 14229
NORTHRIDGE, CA
Past
June 25, 1992 - June 29, 1994
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
June 11, 1990 - July 16, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
June 11, 1990 - July 16, 1992
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/20/2019)
RR
Arkansas(2/18/2022)
RR
California(9/20/2019)
RR
Colorado(8/23/2021)
RR
Connecticut(9/20/2019)
RR
Delaware(9/20/2019)
RR
Florida(8/23/2019)
IAR
Florida(5/9/2023)
RR
Georgia(1/7/2022)
RR
Idaho(8/16/2022)
RR
Illinois(5/11/2023)
RR
Kentucky(9/20/2019)
RR
Maine(9/20/2019)
RR
Maryland(9/20/2019)
RR
Massachusetts(9/20/2019)
RR
Michigan(1/7/2022)
RR
Nevada(12/2/2024)
RR
New Jersey(9/20/2019)
RR
New Mexico(1/6/2022)
RR
New York(9/20/2019)
RR
North Carolina(9/20/2019)
RR
Ohio(9/20/2019)
RR
Oklahoma(1/12/2022)
RR
Pennsylvania(9/20/2019)
RR
Rhode Island(12/6/2021)
RR
South Carolina(9/20/2019)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Virginia(9/20/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
