Paul R. Knight
Professional summary
Paul Richard Knight is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1990. Paul has worked at 8 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Richard Knight's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2020 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019June 12, 2013 - June 8, 2020
JANNEY MONTGOMERY SCOTT LLC
March 5, 2013 - June 26, 2013
CLSA AMERICAS, LLC
March 3, 2010 - June 5, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
February 5, 1999 - January 5, 2009
THOMAS WEISEL PARTNERS LLC
November 28, 1997 - January 21, 1999
CITIGROUP GLOBAL MARKETS INC.
April 22, 1997 - September 1, 1998
SALOMON BROTHERS INC.
March 20, 1990 - April 24, 1997
NATWEST SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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