Kenneth A. Davey

CARRINGTON ADVISORS

San Diego, CA 92108

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CRD#: 2044442

Professional summary

Kenneth Andrew Davey, who also goes by Ken Davey, Kenneth A Davey, is a registered financial advisor currently at CARRINGTON ADVISORS, LLC located in San Diego, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kenneth has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Davey | Kenneth A Davey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OWN & MANAGE RENTAL PROPERTY. LOCATED AT 591 CAMINO DE LA REINA, #1050, SAN DIEGO, CA, 92108. STARTED 11/30/1992. DEVOTES APPROX 40 HOURS PER MONTH AND 0 DURING TRADING HOURS. THIS IS NOT INVESTMENT RELATED. HE RECEIVES RENT. 2. LICENSED INSURANCE AGENT WITH: (1)AMERICAN INDEPENDENT MARKETING (AIM); YAKIMA, WA. (2)NORTHSTAR BROKERAGE; ANTHEM, ARIZONA. STARTED 12/1/1998. DEVOTES 10 HOURS PER MONTH AND 10 HOURS DURING TRADING HOURS. HE RECEIVES FEE BASED COMPENSATION. THIS IS NOT INVESTMENT RELATED. 3. KEN DAVEY FINANCIAL AND INSURANCE SERVICES, INCORPORATED (S-CORP). LOCATED AT 591 CAMINO DE LA REINA, #1050, SAN DIEGO, CA, 92108. DEVOTES APPROX 200 HOURS PER MONTH AND 160 HOURS DURING TRADING HOURS. STARTED ON 10/31/2007. THIS IS INVESTMENT RELATED. HE RECEIVES FEE BASED COMPENSATION. (A) COMMERCIAL REAL ESTATE RENTAL (B) VARIOUS BUSINESS CONTRACTS (C) FEES PAID/COLLECTED FOR IMPLEMENTATION OF FINANCIAL PLANS/CONSULTING. (D) FEES COLLECTED FOR GENERAL ADVICE/FULFILLMENT OF REQUEST. (E) MANAGE PROFESSIONAL ATHLETES. (F) GENERAL BUSINESS AND PROFESSIONAL CONSULTING.

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CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2021 - Present

CARRINGTON ADVISORS, LLC

Office #1: 591 Camino De La Reina Suite #1050, San Diego, CA 92108

RIA

CRD#: 311522

San Diego, CA

Past

November 26, 2013 - April 1, 2021

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

SAN DIEGO, CA

Past

November 8, 2007 - December 31, 2013

ONYX WEALTH ADVISORS, INC.

RIA

CRD#: 119558

DALLAS, TX

Past

November 8, 2007 - May 29, 2012

CAMBRIDGE LEGACY SECURITIES L.L.C.

CRD#: 103722

SAN DIEGO, CA

Past

September 2, 2005 - November 6, 2007

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

SAN DIEGO, CA

Past

April 12, 2004 - September 2, 2005

FIRST COMMAND BANK

RIA

CRD#: 128851

FORT WORTH, TX

Past

July 21, 2000 - April 12, 2004

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

SAN DIEGO, CA

Past

December 23, 1992 - November 6, 2007

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

SAN DIEGO, CA

Past

March 22, 1990 - October 22, 1992

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/21/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CARRINGTON ADVISORS, LLC

CRD#: 311522 / SEC#:

California

Registered Investment Advisory firm - (3/17/2021 Approved)

Georgia

Registered Investment Advisory firm - (3/19/2021 Approved)

Louisiana

Registered Investment Advisory firm - (1/26/2021 Approved)

Texas

Registered Investment Advisory firm - (1/15/2021 Approved)

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Contact information

Main Address

15770 N. Dallas Parkway Suite 550, Dallas, TX 75248

Mailing Address

Phone number

(214) 446-4706

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	456
AUM (Assets Under Management)	$ 97,845,325

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/11/2025	Cover Page	Report
10/18/2024	Cover Page	Report
11/30/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth A. Davey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Andrew Davey's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGAL INVESTMENT ADVISORS LLC

ONYX WEALTH ADVISORS, INC.

CAMBRIDGE LEGACY SECURITIES L.L.C.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BANK

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2000

Series 63

Date: 1/20/1993

Series 6

Date: 3/21/1990

Current Firm

CARRINGTON ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CARRINGTON ADVISORS, LLC

TRUST BUT VERIFY

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