Mark A. Dorsett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Arnold Dorsett was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2020 - April 30, 2024
ARKADIOS CAPITAL
May 21, 2020 - April 30, 2024
ARKADIOS WEALTH ADVISORS
February 5, 2019 - May 21, 2020
TRIAD ADVISORS LLC
January 1, 2019 - May 21, 2020
TRIAD ADVISORS LLC
July 1, 1992 - May 20, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARKADIOS CAPITAL
CRD#: 282710 / SEC#: , 8-69729
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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