Alexander B. Williams

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CRD#: 2044055

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander Bernard Williams JR, CFP®, who also goes by Alex Williams Jr, was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 1998. Alexander had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alex Williams Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

June 30, 2014 - December 5, 2019

NATIONAL CHRISTIAN FINANCIAL ADVISORS, INC

RIA

CRD#: 154794

Danbury, CT

Past

January 17, 2007 - August 25, 2010

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

DANBURY, CT

Past

January 8, 2007 - August 25, 2010

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

DANBURY, CT

Past

June 13, 2005 - December 6, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

DANBURY, CT

Past

April 22, 2005 - December 6, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

DANBURY, CT

Past

April 22, 2005 - December 6, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

DANBURY, CT

Past

July 20, 2004 - March 28, 2005

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

BROOKFIELD, CT

Past

July 9, 2004 - March 28, 2005

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

ENGLEWOOD, CO

Past

January 12, 2001 - July 19, 2004

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BROOKFIELD, CT

Past

March 29, 2000 - July 19, 2004

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

November 3, 1999 - March 3, 2000

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

April 29, 1998 - June 18, 1999

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/7/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/8/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NATIONAL CHRISTIAN FINANCIAL ADVISORS, INC

CRD#: 154794 / SEC#: 801-72150

RIA

Registered Investment Advisory firm - (12/4/2013 Terminated)

Connecticut

Registered Investment Advisory firm - (6/30/2014 Approved)

Georgia

Registered Investment Advisory firm - (11/14/2013 Approved)

Texas

Registered Investment Advisory firm - (2/10/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Douglasville, GA

Mailing Address

7421 Douglas Blvd Ste. 251, Douglasville, GA 30135

Phone number

(770) 450-6090

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 4,467,306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander B. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/6/1998

Series 7

Date: 5/7/2002

Series 6

Date: 4/8/1998

Current Firm

NATIONAL CHRISTIAN FINANCIAL ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NATIONAL CHRISTIAN FINANCIAL ADVISORS, INC

TRUST BUT VERIFY

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