David A. Ruf
Professional summary
David Andrew Ruf, who also goes by David Ruf, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Ruf's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2019 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019November 3, 2016 - July 31, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 19, 2013 - August 2, 2016
TRUIST SECURITIES, INC.
December 17, 2012 - October 3, 2013
FIRST CITIZENS CAPITAL SECURITIES, LLC
July 2, 2003 - November 29, 2011
HSBC SECURITIES (USA) INC.
June 14, 1999 - January 6, 2003
DEUTSCHE BANK SECURITIES INC.
October 28, 1997 - June 14, 1999
DB ALEX. BROWN LLC
May 11, 1990 - June 29, 1995
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 10/6/1997
Corporate Securities Limited Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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