RA
Roderick D. Adams
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CRD#: 2043168
RA
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roderick Dhue Adams JR, who also goes by Jr Roderick Dhue Adams, Rick Adams, was a registered financial professional .
Roderick is a previously registered financial professional and started their career in finance in 1990. Roderick had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jr Roderick Dhue Adams | Rick Adams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INTERNATIONAL DRIVE PARTNERS, NON-INVESTMENT RELATED, ADDRESS: 118 INTERNATIONAL DR., MORRISVILLE, NC 27560, OFFICE INDUSTRIAL WAREHOUSE RENTAL PROPERTY, POSITION: GENERAL PARTNER, START DATE: 1995, DUTIES: SILENT PARTNER, NO DAY TO DAY MANAGEMENT OR RESPONSIBILITIES. 2. 4208 BEECHNUT LANE, DURHAM, NC 27707, NON- INVESTMENT RELATED, ADDRESS: 3740 ST MARKS RD., DURHAM, NC 27707, RESIDENTIAL RENTAL PROPERTY, GENERAL PARTNER, START DATE: 10/2013, DUTIES: SILENT PARTNER, NO DAY TO DAY MANAGEMENT OR RESPONSIBILITIES. 3. TRUSTEE FOR THE RODERICK DHUE ADAMS TRUST FOR THE BENEFIT OF MEREDITH LEE ADAMS BUCKNER, INVESTMENT RELATED, ADDRESS: 3740 ST. MARKS RD., DURHAM, NC 27707,TRUST, DUTIES: MANAGEMENT OF PORTFOLIO AND DISTRIBUTIONS OF TRUST AND PAYOUT OF DISTRIBUTIONS TO MEREDITH LEE ADAMS BUCKNER, START DATE: 06/1994, 2 HOURS DEVOTED A MONTH, 40 HOURS DEVOTED DURING TRADING HOURS, DUTIES: MANAGEMENT OF PORTFOLIO AND PAYOUT DISTRIBUTIONS. 4.Chetwood Adams Real Estate LLC. 2235 Gateway Access Point, Suite 201, Raleigh NC 27607; Owning and managing a commercial building. Includes tenant management and building maintenance. It is NOT investment related; Manager; Manage tenants, lease contracts, building maintenance, and finances; Start Date: 10/5/2017; 20 hours per month during securities during securities trading hours. 5. ADAMS FINANCIAL ANALYSIS, NON-INVESTMENT RELATED, ADDRESS; 3917 UNIVERSITY DRIVE, SUITE 205, DURHAM, NC 27707; CONDUCTING FINANCIAL ANALYSIS FOR LCINETS, CONNECT WITH NEW CLIENTS, MANAGE INTERNAL BUSINESS; OWNER; START DATE: 12/7/17; 25 HOURS PER WEEK DURING TRADING AND IN GENERAL. 6. BOARD OF PEFNC; NON-INVESTMENT RELATED; ADDRESS: 3100 SMOKETREE COURT, RALEIGH NC 27604; SUPPORT SCHOOL CHOICE FOR CHILDEN OF NC; GUIDE DECISIONS REGARDING THE ORGANIZATION'S USE OF FUNDS, OUTREACH AND GROWTH, BOARD MEMBER; START DATE: 04/2021; 3 HRS PER MONTH, NONTRADING HOURS 7. BOARD OF YOUNG LIFE COMMITTEE; NON-INVESTMENT RELATED; ADDRESS: 1289 FORHAM BLVD, CHAPEL HILL, NC 27514; SHARE THE CHRISTIAN MESSAGE WITH THE YOUTH,CONRIBUTE TO DECISIONS REGARDING THE ORGANIZATION'S MANAGEMENT AND DIRECTION; START DATE: 06/2013; 2 HOURS PER MONTH NOT DURING TRADING. 8. MORRISVILLE PROPERTIES LLC; NON-INVESTMENT RELATED; ADDRESS: 150 FAYETTEVILLE ST, STE 2300, RALEIGH NC 27601; OWNS LAND FOR DEVELOPMENT AND RESALE, LIMITED PARTNER; START DATE: 04/2020; 0 HOURS DURING TRADING, NO RESPONSIBILITIES WITH THIS ACTIVITY; 0 HOURS PER MONTH 9. NEWBRIDGE LLC; NON-INVESTMENT RELATED; ADDRESS: 2317 VICTOORIA PARK LANE, RALIEGH, NC 27614; INVEST IN CONDOS IN NEW BERN, NC LIMITED PARTNER; START DATE: 02/2020; 0 HOURS DURING TRADING OR DURING THE MONTH, NO RESPONSIBILITIES WITH THIS ACTIVITY.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 19, 2021 - July 7, 2022
ADAMS CHETWOOD WEALTH MANAGEMENT LLC
RIA
CRD#: 174978
DURHAM, NC
Past
May 29, 2015 - March 20, 2020
ADAMS CHETWOOD WEALTH MANAGEMENT LLC
RIA
CRD#: 174978
DURHAM, NC
Past
May 29, 2015 - October 16, 2019
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Durham, NC
Past
October 1, 1999 - June 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DURHAM, NC
Past
November 8, 1996 - June 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DURHAM, NC
Past
March 20, 1990 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
ADAMS CHETWOOD WEALTH MANAGEMENT LLC
AC ECHO | ADAMS CHETWOOD WEALTH MANAGEMENT LLC
CRD#: 174978 / SEC#: 801-96322
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Contact information
Main Address
3917 University Drive, Suite 200, Durham, NC 27707
Mailing Address
Phone number
(919) 287-5660
Established
Firm type
Fiscal year end
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 717 |
| AUM (Assets Under Management) | $ 293,932,533 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
