Andrew M. Hamill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Mark Hamill was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1990. Andrew had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2018 - December 31, 2019
THE LEADERS GROUP, INC.
February 2, 2015 - June 8, 2016
THE LEADERS GROUP, INC.
January 16, 2014 - January 23, 2015
OSAIC SERVICES, INC.
April 13, 2009 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
June 13, 2007 - February 25, 2009
CAPITAL BROKERAGE CORPORATION
January 1, 2004 - January 8, 2007
CETERA FINANCIAL SPECIALISTS LLC
September 6, 2002 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
February 13, 2001 - January 16, 2002
MML INVESTORS SERVICES, LLC
May 22, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 22, 1990 - January 17, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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