Anthony A. Famighetti
Professional summary
Anthony Albert Famighetti, who also goes by Anthony A Famighetti, Tony Famighetti, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Jericho, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1970. Anthony has worked at 9 firms and has passed the Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Albert Famighetti's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2008 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 410 Jericho Turnpike, Ste 100, Jericho, NY 11753March 31, 2005 - July 1, 2008
NEW ENGLAND SECURITIES
January 24, 1991 - March 23, 2005
CARILLON INVESTMENTS, INC.
March 3, 1986 - January 15, 1991
USLIFE EQUITY SALES CORP.
June 19, 1983 - August 13, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 3, 1981 - March 10, 1986
GUARDIAN INVESTOR SERVICES LLC
March 8, 1976 - July 7, 1981
TOWER SQUARE SECURITIES, INC.
April 18, 1972 - November 14, 1975
NORMAN FRIEDMAN INC.
November 5, 1970 - June 6, 1972
JASON MACDONALD & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2012)
(6/10/2008)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 4/2/1969
Registered Representative ExaminationFINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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