George R. Louderbough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Richard Louderbough, who also goes by Rick Louderbough, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1990. George had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2009 - July 12, 2013
QUEST CAPITAL STRATEGIES, INC.
August 1, 2008 - July 15, 2009
NATIONWIDE SECURITIES, LLC
January 23, 2008 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
March 25, 1996 - December 21, 2007
1717 CAPITAL MANAGEMENT COMPANY
January 9, 1992 - April 4, 1996
CETERA WEALTH SERVICES, LLC
April 20, 1990 - June 24, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 20, 1990 - June 24, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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