John J. Crowe

AVANTAX PLANNING PARTNERS

PARSIPPANY, NJ 07054

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CRD#: 2041682

Professional summary

John J Crowe is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Parsippany, New Jersey and CETERA INVESTMENT ADVISERS LLC located in Parsippany, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John J Crowe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2021 - Present

AVANTAX PLANNING PARTNERS, INC.

Office #1: 600 Parsippany Rd. Suite 206, Parsippany, NJ 07054

RIA

CRD#: 106237

PARSIPPANY, NJ

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 600 Parsippany Rd. Suite 206, Parsippany, NJ 07054

RIA

CRD#: 105644

PARSIPPANY, NJ

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 600 Parsippany Rd Suite 206, Parsippany, NJ 07054

CRD#: 13572

PARSIPPANY, NJ

Past

October 25, 2019 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

PARSIPPANY, NJ

Past

October 25, 2019 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

PARSIPPANY, NJ

Past

October 27, 2015 - December 31, 2021

HEADQUARTERS ADVISORY GROUP, LLC

RIA

CRD#: 125610

PARSIPPANY, NJ

Past

June 13, 2005 - November 30, 2017

HUNTER FINANCIAL SERVICES, INC.

RIA

CRD#: 128680

FAIR LAWN, NJ

Past

April 1, 2002 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

WALDWICK, NJ

Past

March 16, 1998 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

WALDWICK, NJ

Past

September 29, 1995 - March 17, 1998

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

April 4, 1995 - October 10, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

April 27, 1994 - March 24, 1995

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/5/2025)

Colorado
(9/5/2025)

Connecticut
(9/5/2025)

Delaware
(9/5/2025)

Florida
(9/5/2025)

Georgia
(9/5/2025)

Indiana
(9/5/2025)

Maine
(9/5/2025)

Massachusetts
(9/5/2025)

Montana
(9/5/2025)

Nevada
(9/5/2025)

IAR

New Jersey
(12/7/2021)

New Jersey
(9/5/2025)

New York
(9/5/2025)

North Carolina
(9/5/2025)

North Dakota
(9/5/2025)

Ohio
(9/5/2025)

Oregon
(9/5/2025)

Pennsylvania
(9/5/2025)

Rhode Island
(9/5/2025)

South Carolina
(9/5/2025)

Virginia
(9/5/2025)

Wisconsin
(9/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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John J. Crowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John J Crowe's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX PLANNING PARTNERS, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

HEADQUARTERS ADVISORY GROUP, LLC

HUNTER FINANCIAL SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

QUEST CAPITAL STRATEGIES, INC.

GUARDIAN INVESTOR SERVICES LLC

CITICORP SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2001

Series 63

Date: 5/15/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/25/1994

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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