Stefan Bruckel

CPS FINANCIAL & INSURANCE SERVICES

IRVINE, CA 92606

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CRD#: 2041663

Professional summary

Stefan Bruckel is a registered financial professional currently at CPS FINANCIAL & INSURANCE SERVICES, INC. located in Irvine, California.

Stefan is registered as a RR (Registered Representative) and started their career in finance in 1990. Stefan has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stefan Bruckel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2003 - Present

CPS FINANCIAL & INSURANCE SERVICES, INC.

Office #1: 2860 Michelle Drive, Suite 150, Irvine, CA 92606

CRD#: 41243

IRVINE, CA

Past

February 2, 2001 - February 13, 2003

UNDERWRITERS EQUITY CORPORATION

CRD#: 36537

HARRISBURG, PA

Past

June 8, 1999 - January 6, 2001

ASCENSUS SECURITIES CORP.

CRD#: 23367

MADISON, WI

Past

October 6, 1995 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

October 6, 1995 - February 16, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

April 28, 1994 - December 31, 1994

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

June 4, 1991 - June 4, 1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

June 4, 1991 - June 4, 1992

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

March 29, 1990 - August 31, 1990

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 29, 1990 - August 31, 1990

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/17/2003)

Florida
(7/24/2024)

Georgia
(4/11/2025)

Illinois
(2/19/2025)

Indiana
(9/24/2025)

Louisiana
(12/3/2024)

Maryland
(10/21/2025)

Nebraska
(4/18/2024)

Ohio
(3/4/2025)

Texas
(3/19/2025)

Utah
(10/24/2024)

Virginia
(1/3/2025)

Wisconsin
(11/18/2024)

Exams

State Security Law Exam

Series 63

Date: 7/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/12/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CPS FINANCIAL & INSURANCE SERVICES, INC.

CPS FINANCIAL & INSURANCE SERVICES, INC. | CPS FINANCIAL SERVICES, INC.

CRD#: 41243 / SEC#: , 8-49337

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2860 Michelle Drive, Suite 150, Irvine, CA 92606

Mailing Address

2860 Michelle Drive, Suite 150, Irvine, CA 92606

Phone number

(949) 442-7519

Established

California since 04/01/1996

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ANDREW A. HOLDEN FAMILY TRUST	OWNER
FAXON, REYHEENA MARIA	FINOP	4219599
GANDY, MATTHEW AUSTIN	PRINCIPAL	7007855
HOLDEN, ANDREW ALAN	PRESIDENT, CCO, AMLCP, CFO & TRUSTEE	3098455

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stefan Bruckel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stefan Bruckel's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNDERWRITERS EQUITY CORPORATION

ASCENSUS SECURITIES CORP.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/16/1991

SIE

Date: 10/1/2018

Series 6

Date: 3/12/1990

FINRA

Current Firm

CPS FINANCIAL & INSURANCE SERVICES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CPS FINANCIAL & INSURANCE SERVICES, INC.

TRUST BUT VERIFY

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