Jeff H. Mcmillan
Professional summary
Jeff H Mcmillan, who also goes by Jeff Mcmillan, Jeffrey Howard Mcmillan, is a registered financial professional currently at PEAK BROKERAGE SERVICES, LLC located in Gilman, Illinois.
Jeff is registered as a RR (Registered Representative) and started their career in finance in 1990. Jeff has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeff H Mcmillan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2023 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 309 S. Crescent St, Gilman, IL 60938April 7, 2021 - December 31, 2022
NTB FINANCIAL CORPORATION
July 26, 2004 - April 13, 2021
WILLIAM C. BURNSIDE & COMPANY, INC.
December 13, 2001 - July 27, 2004
CETERA WEALTH SERVICES, LLC
April 23, 1994 - November 19, 1996
VOYA FINANCIAL ADVISORS, INC.
April 7, 1994 - October 1, 2001
INVESTMENT PLANNERS, INC.
June 12, 1992 - March 24, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 12, 1992 - March 24, 1994
SIGNATOR INVESTORS, INC.
May 31, 1990 - May 8, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 31, 1990 - May 8, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2023)
(1/13/2023)
Exams
FINRA
Current Firm
PEAK BROKERAGE SERVICES, LLC
CRD#: 157045 / SEC#: , 8-68829
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK REPS, LLC | OWNER | |
| COKER, KAREN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PHILLIPS, DAVID LEVERT | CHIEF INFORMATION SECURITY OFFICER | 2054858 |
| REYNOLDS, MATTHEW MARK | PRESIDENT/FINOP | 4077413 |
| RUDNICK, REGINA MARY | PRESIDENT/HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PEAK BROKERAGE SERVICES, LLC
CRD#: 157045Gilman, IL 60938TRUST BUT VERIFY
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