Todd P. Langton
Professional summary
Todd Penrose Langton, who also goes by Todd P Langton, is a registered financial professional currently at NYLIFE SECURITIES LLC located in San Jose, California.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1990. Todd has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Penrose Langton's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2009 - Present
NYLIFE SECURITIES LLC
Office #1: 25 Metro Drive Suite 300, San Jose, CA 95110May 3, 2007 - December 19, 2008
THE O.N. EQUITY SALES COMPANY
April 18, 2000 - September 30, 2005
PARK AVENUE SECURITIES LLC
April 1, 1992 - April 11, 2000
ROBERT W. BAIRD & CO. INCORPORATED
April 1, 1992 - April 11, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 27, 1990 - January 31, 1992
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2011)
(7/21/2021)
(3/28/2023)
(4/9/2024)
Exams
Series 12
Date: 3/21/1995
NYSE Branch Manager ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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