Edward G. Samson

POLYGON CAPITAL ADVISORS

Sausalito, CA 94965

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CRD#: 2041321

Professional summary

Edward Gregory Samson, who also goes by Edward G Samson, Edward Gregory Samson Mr., Edward Gregory Samson, is a registered financial professional currently at POLYGON CAPITAL ADVISORS, LLC located in Sausalito, California and MATRIX 360 DISTRIBUTORS, LLC located in Fairway, Kansas.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1996. Edward has worked at 23 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 55, Series 7, Series 4, Series 8, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Edward G Samson | Edward Gregory Samson Mr. | Edward Gregory Samson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)EDWARD GREGORY & ASSOCIATES, LLC. OWNER- Accounting and financial consulting NOVEMBER 1, 2002 10 HOURS A MONTH NONE ACCOUNTING AND CONSULTING NON INVESTMENT RELATED 2)OSAIC WEALTH, INC. 4 HOURS PER MONTH INVESTMENT RELATED 3)WWF Securities, LLC yes brokerage Consultant; FINOP 2/1/2022 2 hours per week 0 hours per week FINOP 4) Polygon Capital Advisors, LLC, LLC yes 15 Second Street #9 Sausalito, Ca 94965 Brokerage Consultant (FINOP) 5/12/2022 2 hrs a week 0 FINOP 5) Matrix 360 Distributors LLC yes 4300 Shawee Mission Parkway, Suite 100, Fairway, KS. 66205 Brokerage Consultant; FINOP 10/4/2022 2 hours 0 FINOP 6) Walnut Creek Capital Advisors, LLC - Atlanta GA - FinOp Consultant; 2 hours per month; 01/2025 7) JM Lummis Securities, LLC - New Canann Ct - Finop Consultant; 4 hours per month; 01/25 8) Real estate agent - Centry 21 NJ 9) Golden Eagle Securities - New York, NY - FinOP Consultant; 2-3 hours/ month; 02/2025

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Gregory Samson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2022 - Present

POLYGON CAPITAL ADVISORS, LLC

Office #1: 15 Second Street #9, Sausalito, CA 94965

CRD#: 159143

Sausalito, CA

Current

October 7, 2022 - Present

MATRIX 360 DISTRIBUTORS, LLC

Office #1: 4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205

CRD#: 159715

Fairway, KS

Current

October 24, 2022 - Present

WWF SECURITIES, LLC

CRD#: 312763

Detroit, MI

Current

January 5, 2025 - Present

WALNUT CREEK CAPITAL ADVISORS, LLC

Office #1: 2100 Riveredge Pkwy Suite 1230, Atlanta, GA 30328

CRD#: 131856

ATLANTA, GA

Current

January 17, 2025 - Present

J.M LUMMIS SECURITIES, INC.

Office #1: 50 Locust Ave, New Canaan, CT 06840

CRD#: 43818

New Canaan, CT

Current

February 7, 2025 - Present

GOLDEN EAGLE SECURITIES, INC.

Office #1: 845 United Nations Plaza Suite 19f, New York, NY 10017

CRD#: 19586

New York, NY

Current

August 15, 2025 - Present

IB CAPITAL LLC

Office #1: 51 Kings Court Apt 14-b, San Juan, PR 00911

CRD#: 315886

SAN JUAN, PR

Current

August 22, 2025 - Present

CAPELLA SECURITIES LLC

Office #1: 1117 State Street, Santa Barbara, CA 93101

CRD#: 174167

SANTA BARBARA, CA

Past

October 11, 2024 - June 20, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

May 1, 2020 - October 7, 2022

PAS CAPITAL, LLC

CRD#: 41498

FOX RIVER GROVE, IL

Past

December 5, 2019 - February 24, 2020

REDTAIL CAPITAL MARKETS, LLC

CRD#: 169781

WEST BLOOMFIELD, MI

Past

January 10, 2019 - October 2, 2024

CASTLE PLACEMENT, LLC

CRD#: 189511

NEW YORK, NY

Past

January 25, 2018 - April 23, 2018

TOUSSAINT CAPITAL PARTNERS, LLC

CRD#: 130290

FREEHOLD, NJ

Past

February 13, 2017 - February 16, 2023

HUNNICUTT & CO. LLC

CRD#: 20576

NEW YORK, NY

Past

April 1, 2014 - October 31, 2015

INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.

CRD#: 16315

INDIANAPOLIS, IN

Past

August 22, 2013 - May 6, 2015

ETF DISTRIBUTORS LLC

CRD#: 166181

NEW YORK, NY

Past

September 23, 2011 - July 18, 2012

HFP CAPITAL MARKETS LLC

CRD#: 44351

NEW YORK, NY

Past

March 27, 2009 - September 23, 2009

EASTBROOK CAPITAL GROUP LLC

CRD#: 39781

NEW YORK, NY

Past

March 9, 2009 - October 11, 2024

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

April 18, 2008 - September 12, 2018

FUSION ANALYTICS SECURITIES LLC

CRD#: 124245

CORAL SPRINGS, FL

Past

April 19, 2007 - November 9, 2009

ON POINT EXECUTIONS, LLC

CRD#: 132390

NEW YORK, NY

Past

November 17, 2005 - August 8, 2006

EASTBROOK CAPITAL GROUP LLC

CRD#: 39781

NEW YORK, NY

Past

April 22, 2004 - November 16, 2005

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

January 2, 1997 - April 16, 2004

EASTBROOK CAPITAL GROUP LLC

CRD#: 39781

NEW YORK, NY

Past

April 23, 1996 - January 4, 1997

DUKE & CO., INC.

CRD#: 8035

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/11/2024

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 1/30/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/25/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/26/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/16/1998

Registered Options Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/28/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 8/21/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/26/1995

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

CAPELLA SECURITIES LLC

CAPELLA SECURITIES LLC | CLYDESDALE SECURITIES LLC

CRD#: 174167 / SEC#: , 8-69567

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1117 State Street, Santa Barbara, CA 93101

Mailing Address

1117 State Street, Santa Barbara, CA 93101

Phone number

(617) 817-7618

Established

New York since 10/31/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CAPELLA PARTNERS, LLC	OWNER
KADRI, ROMI SINCLAIR	CEO	6633593
SADZEWICZ, GERY JOSEPH	CHIEF COMPLIANCE OFFICER	1090963
SAMSON, EDWARD GREGORY	FINOP	2041321

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward G. Samson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Gregory Samson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATRIX 360 DISTRIBUTORS, LLC

WWF SECURITIES, LLC

WALNUT CREEK CAPITAL ADVISORS, LLC

J.M LUMMIS SECURITIES, INC.

GOLDEN EAGLE SECURITIES, INC.

IB CAPITAL LLC

CAPELLA SECURITIES LLC

OSAIC WEALTH, INC.

PAS CAPITAL, LLC

REDTAIL CAPITAL MARKETS, LLC

CASTLE PLACEMENT, LLC

TOUSSAINT CAPITAL PARTNERS, LLC

HUNNICUTT & CO. LLC

INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.

ETF DISTRIBUTORS LLC

HFP CAPITAL MARKETS LLC

EASTBROOK CAPITAL GROUP LLC

AMERICAN PORTFOLIOS ADVISORS, INC

FUSION ANALYTICS SECURITIES LLC

ON POINT EXECUTIONS, LLC

EASTBROOK CAPITAL GROUP LLC

TAFFERER TRADING, LLC

EASTBROOK CAPITAL GROUP LLC

DUKE & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2008

Series 63

Date: 9/18/1996

Series 7TO

Date: 10/11/2024

Series 99TO

Date: 1/2/2023

SIE

Date: 1/30/2020

Series 55

Date: 2/25/2000

Series 7

Date: 1/26/1996

Series 4

Date: 1/16/1998

Series 8

Date: 8/28/1997

Series 24

Date: 8/21/1996

Series 27

Date: 10/26/1995

FINRA

Current Firm

CAPELLA SECURITIES LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CAPELLA SECURITIES LLC

TRUST BUT VERIFY

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