Thomas C. Loucas

CASTLE HILL CAPITAL PARTNERS

New York, NY 10017

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CRD#: 2040971

Professional summary

Thomas Christopher Loucas, who also goes by Thomas Loucas, Tom Loucas, is a registered financial professional currently at CASTLE HILL CAPITAL PARTNERS, INC. located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1990. Thomas has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas Loucas | Tom Loucas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Christopher Loucas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2023 - Present

CASTLE HILL CAPITAL PARTNERS, INC.

Office #1: 216 East 45th Street, Suite 1301, New York, NY 10017

CRD#: 44131

New York, NY

Past

June 18, 2023 - September 8, 2023

IGM BROKERAGE

CRD#: 310654

RALEIGH, NC

Past

June 12, 2020 - May 26, 2023

BLUE DIAMOND SECURITIES OF AMERICA LLC

CRD#: 158821

NEW YORK, NY

Past

June 22, 2015 - November 26, 2018

FOCUSPOINT PRIVATE CAPITAL GROUP

CRD#: 122341

NEW YORK, NY

Past

September 30, 2013 - June 25, 2015

BARCLAYS CAPITAL INC.

CRD#: 19714

BOSTON, MA

Past

July 12, 2005 - September 5, 2013

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

BOSTON, MA

Past

January 13, 2004 - October 6, 2005

INCAP SECURITIES, INC.

CRD#: 25401

BALTIMORE, MD

Past

February 1, 2002 - October 21, 2002

SILVERWOOD PARTNERS

CRD#: 115589

SHERBORN, MA

Past

March 14, 1997 - March 29, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 27, 1990 - March 25, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 20, 1990 - November 20, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/10/2025)

Massachusetts
(11/15/2023)

Michigan
(5/2/2024)

New York
(12/14/2023)

Exams

State Security Law Exam

Series 63

Date: 6/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CASTLE HILL CAPITAL PARTNERS, INC.

BOUCHEY & ASSOCIATES, INC. | CASTLE HILL CAPITAL PARTNERS, INC.

CRD#: 44131 / SEC#: , 8-50550

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

216 East 45th Street, Suite 1301, New York, NY 10017

Mailing Address

216 East 45th Street, Suite 1301, New York, NY 10017

Phone number

(212) 784-6104

Established

New York since 09/05/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (40 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAUNDERS, ANDREW O'BRIEN	PRESIDENT	5690785
WEBSTER, GEOFFREY LEHMAN	PRINCIPAL OPERATING OFFICER, PRINCIPAL FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	2561071

Red Flags

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Firm Stability Insights

Thomas C. Loucas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Christopher Loucas's CRS (Customer Relationship Summary).

Certified licenses

Experience

IGM BROKERAGE

BLUE DIAMOND SECURITIES OF AMERICA LLC

FOCUSPOINT PRIVATE CAPITAL GROUP

BARCLAYS CAPITAL INC.

CREDIT SUISSE SECURITIES (USA) LLC

INCAP SECURITIES, INC.

SILVERWOOD PARTNERS

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/2002

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1990

FINRA

Current Firm

CASTLE HILL CAPITAL PARTNERS, INC.

Contact information

FINRA licenses (40 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CASTLE HILL CAPITAL PARTNERS, INC.

TRUST BUT VERIFY

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