Baruyr Y. Aksoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Baruyr Y Aksoy, who also goes by Barry Aksoy, Barury Yervant Aksoy, Baruyr Yervant Aksoy, Barry Aksoy, was a registered financial professional .
Baruyr is a previously registered financial professional and started their career in finance in 1990. Baruyr had worked at 9 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2016 - September 8, 2021
FARMERS FINANCIAL SOLUTIONS, LLC
May 27, 2016 - September 19, 2016
HBW SECURITIES LLC
August 19, 2008 - April 26, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
October 17, 2007 - August 4, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 3, 2004 - October 18, 2007
ESSEX NATIONAL SECURITIES, LLC
May 18, 2001 - December 31, 2003
FARMERS FINANCIAL SOLUTIONS, LLC
October 12, 1998 - October 7, 1999
SUNAMERICA SECURITIES, INC.
April 16, 1996 - October 1, 1996
GATEWAY INVESTMENT SERVICES, INC.
March 9, 1994 - January 27, 1995
PFS INVESTMENTS INC.
February 24, 1993 - February 10, 1994
SUNAMERICA SECURITIES, INC.
June 10, 1992 - March 4, 1993
HAMILTON INVESTMENTS, INC.
April 20, 1990 - June 12, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
