Paul R. Repass
Professional summary
Paul Rodrigo Repass, who also goes by Paul Rodrigo Repass, Paul Repass, is a registered financial professional currently at STONEX SECURITIES INC. located in Wheat Ridge, Colorado.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Rodrigo Repass's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2019 - Present
STONEX SECURITIES INC.
Office #1: 9195 W 44th Ave, Wheat Ridge, CO 80033October 30, 2018 - December 23, 2019
QUEST CAPITAL STRATEGIES, INC.
October 23, 2009 - November 5, 2018
FORESTERS EQUITY SERVICES, INC.
October 9, 2001 - October 14, 2009
COLORADO FINANCIAL SERVICE CORPORATION
March 1, 2000 - July 5, 2001
CHARLES SCHWAB & CO., INC.
September 23, 1998 - December 8, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2019)
(12/6/2019)
(12/6/2019)
Exams
FINRA
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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