Robert D. Fairman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Douglas Fairman, who also goes by Bob Fairman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1971. Robert had worked at 13 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1992 - March 6, 1992
PACIFIC SOUTHERN SECURITIES, INC.
May 22, 1990 - October 12, 1990
CHESAPEAKE SECURITIES RESEARCH CORPORATION
January 29, 1990 - April 28, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 29, 1990 - April 28, 1990
PRUCO SECURITIES, LLC.
November 9, 1987 - April 12, 1988
CNL, INC.
April 14, 1987 - January 29, 1988
DICKENSON SECURITIES CORPORATION
April 23, 1986 - September 9, 1986
SCOTT SECURITIES, INC.
August 21, 1985 - November 18, 1985
SECURITY PROPERTIES CAPITAL CORPORATION
January 27, 1983 - January 9, 1984
A. G. EDWARDS & SONS, INC.
December 16, 1980 - October 20, 1982
THOMSON MCKINNON SECURITIES INC.
September 26, 1978 - December 14, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 3, 1974 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
April 27, 1971 - April 10, 1972
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/17/1971
Registered Representative ExaminationCurrent Firm
PACIFIC SOUTHERN SECURITIES, INC.
CRD#: 13155 / SEC#: , 8-28865
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
