Stephen Litwok

NETWORK 1 FINANCIAL ADVISORS

RED BANK, NJ 07701

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CRD#: 2038585

Professional summary

Stephen Litwok is a registered financial advisor currently at NETWORK 1 FINANCIAL ADVISORS INC. located in Red Bank, New Jersey and NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Stephen has worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NETWORK 1 FINANCIAL ADVISORS, INC., 2 BRIDGE AVE STE 241, RED BANK NJ 07701. INVESTMENT RELATED. NATURE OF OBA: ETF RELATIVE STRENGTH TRADING STRATEGY. POSITION: PORTFOLIO MANAGER. START DATE: 04/2003. NUMBER OF HOURS PER MONTH: 40 A MONTH. NUMBER OF HOURS DURING TRADING HOURS: 40. DUTIES: PORTFOLIO MANAGER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Litwok's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2003 - Present

NETWORK 1 FINANCIAL ADVISORS INC.

Office #1: 2 Bridge Ave Bldg 2 - 4 Fl, Red Bank, NJ 07701

RIA

CRD#: 121239

RED BANK, NJ

Current

November 12, 1997 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

Past

February 27, 1995 - November 3, 1997

STUART, COLEMAN & CO., INC.

CRD#: 8642

NEW YORK, NY

Past

October 23, 1992 - February 9, 1995

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

February 4, 1991 - October 7, 1992

HAMPSHIRE SECURITIES CORPORATION

CRD#: 19725

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/8/1997)

California
(11/12/1997)

Colorado
(6/6/2006)

Florida
(11/14/1997)

Maryland
(1/7/2014)

Massachusetts
(1/26/2007)

New Jersey
(11/18/1997)

IAR

New Jersey
(4/10/2003)

New York
(11/21/1997)

North Carolina
(10/4/2006)

IAR

Oregon
(6/16/2015)

Pennsylvania
(11/14/1997)

South Carolina
(6/15/2023)

Texas
(1/18/2006)

Washington
(10/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/27/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/11/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/7/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/26/1998

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

CRD#: 121239 / SEC#:

Colorado

Registered Investment Advisory firm - (4/18/2016 Terminated)

Connecticut

Registered Investment Advisory firm - (9/29/2003 Approved)

Florida

Registered Investment Advisory firm - (5/30/2003 Approved)

Georgia

Registered Investment Advisory firm - (1/8/2003 Approved)

Louisiana

Registered Investment Advisory firm - (8/26/2024 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/1998 Approved)

New York

Registered Investment Advisory firm - (6/16/2003 Approved)

North Carolina

Registered Investment Advisory firm - (9/15/2015 Approved)

Oregon

Registered Investment Advisory firm - (11/9/2004 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/11/2003 Approved)

Texas

Registered Investment Advisory firm - (8/31/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2 Bridge Ave Suite 241, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 758-9001

Established

Firm type

Fiscal year end

# of Employees

2,411

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 40,940,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen Litwok

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Litwok's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETWORK 1 FINANCIAL SECURITIES INC.

STUART, COLEMAN & CO., INC.

GILFORD SECURITIES INCORPORATED

HAMPSHIRE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2001

Series 63

Date: 12/27/1990

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/11/2000

Series 7

Date: 11/7/1990

Series 4

Date: 3/26/1998

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NETWORK 1 FINANCIAL ADVISORS INC.

TRUST BUT VERIFY

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