Craig W. England
Professional summary
Craig William England, who also goes by Craig W England, is a registered financial professional currently at ENGLAND SECURITIES, LLC located in New York, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1990. Craig has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig William England's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2004 - Present
ENGLAND SECURITIES, LLC
Office #1: 1270 Avenue Of The Americas Suite 1202, New York, NY 10020Office #2: 1000 Louisiana Street Suite 6550, Houston, TX 77002August 27, 1997 - December 17, 2001
LEGG MASON WOOD WALKER, INCORPORATED
September 11, 1996 - July 1, 1997
ALEX. BROWN & SONS INCORPORATED
February 1, 1996 - August 7, 1996
CION SECURITIES, LLC
March 20, 1990 - February 9, 1994
HUNTER, KEITH, MARSHALL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2005)
(1/31/2011)
(1/20/2005)
(1/18/2011)
(3/10/2011)
(1/24/2011)
(9/8/2005)
(2/3/2009)
(5/13/2008)
(1/1/2005)
(1/20/2005)
(6/21/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 2/21/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
ENGLAND SECURITIES, LLC
CRD#: 129932 / SEC#: , 8-66274
Contact information
FINRA licenses (26 States and Territories)
Documents
Red Flags
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