MH
Michael Y. Hamilton
CENTAURUS FINANCIAL
Ft. Myers, FL 33907
Some features on this profile are disabled
CRD#: 2038138
MH
Professional summary
Michael Young Hamilton, who also goes by Michael Hamilton, Mike Hamilton, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Ft. Myers, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Hamilton | Mike Hamilton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OWNER, EAGLE TAX GROUP, 5237 SUMMERLIN COMMONS BLVD., FORT. MYERS, FL 33907, TAX PREPARATION, NON INVESTMENT RELATED SINCE 11/2012 AND I SPEND APPROX. 4 HOURS PER MONTH ON THIS ACTIVITY.
2. PRESIDENT, HAMILTON WEALTH MANGEMENT, 5237 SUMMERLIN COMMONS BLVD., FORT. MYERS, FL 33907. DBA FOR BRANDING PURPOSES ONLY. INVESTMENT RELATED SINCE 03/2009.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Young Hamilton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Young Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2015 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 5237 Summerlin Commons Blvd., Ft. Myers, FL 33907RIA
BD
CRD#: 30833
Ft. Myers, FL
Current
October 30, 2015 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 5237 Summerlin Commons Blvd., Ft. Myers, FL 33907RIA
BD
CRD#: 30833
Ft. Myers, FL
Past
May 10, 2010 - October 30, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
FORT MEYERS, FL
Past
March 29, 2010 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
FORT MEYERS, FL
Past
March 23, 2009 - March 31, 2010
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
FORT MYERS, FL
Past
March 13, 2009 - March 31, 2010
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
FORT MYERS, FL
Past
May 1, 2001 - March 19, 2009
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
FT. MYERS, FL
Past
May 1, 2001 - March 19, 2009
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
FT. MYERS, FL
Past
May 15, 1996 - May 18, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 31, 1993 - May 13, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 19, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
September 10, 1992 - March 4, 1993
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/30/2015)
IAR
California(9/25/2025)
RR
Delaware(4/23/2019)
IAR
Delaware(2/23/2021)
RR
Florida(10/30/2015)
IAR
Florida(11/3/2015)
RR
Georgia(10/30/2015)
RR
Illinois(3/29/2016)
IAR
Louisiana(3/28/2024)
RR
Louisiana(4/8/2024)
RR
Maine(11/4/2015)
IAR
Maine(5/4/2022)
RR
Massachusetts(10/30/2015)
IAR
Massachusetts(2/11/2016)
RR
Michigan(10/30/2015)
IAR
Michigan(7/21/2025)
RR
New Hampshire(10/30/2015)
RR
New Jersey(10/30/2015)
IAR
New Jersey(1/4/2023)
RR
New York(10/30/2015)
RR
Ohio(2/7/2025)
IAR
Ohio(2/7/2025)
RR
Pennsylvania(10/30/2015)
IAR
Pennsylvania(10/30/2015)
IAR
South Carolina(11/13/2023)
RR
South Carolina(12/19/2023)
RR
Texas(2/9/2021)
IAR
Texas(2/9/2021)
RR
West Virginia(3/24/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Ft. Myers, FL 33907TRUST BUT VERIFY
Monitor Michael Hamilton
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
