Scott Anderson Logan
Professional Summary
Scott Anderson Logan, who also goes by Scott Andreson Logan, is a registered financial advisor currently at RIVINGTON SECURITIES, LLC located in Houston, Texas. Scott is registered as a RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Anderson Logan, Scott Andreson Logan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RIVINGTON SECURITIES, LLC
Contact Information
Main Address
825 Town & Country Lane Suite 1200, Houston, TX 77024Mailing Address
825 Town & Country Lane Suite 1200, Houston, TX 77024Phone Number
(713) 750-0900Established
Colorado since 04/04/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/22/2019)
(4/30/2004)
(9/16/2002)
(8/6/2004)
(7/16/2004)
(7/16/2004)
(8/12/2004)
(7/13/2004)
(7/9/2004)
(7/9/2004)
(4/9/2019)
(7/9/2004)
(8/16/2004)
(3/26/2019)
(3/20/2019)
(7/16/2004)
(4/3/2019)
(7/20/2004)
(7/7/2004)
(7/6/2004)
(3/19/2019)
(7/19/2004)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Anderson Logan's CRS (Customer Relationship Summary).
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