John F. Liepman
Professional summary
John Francis Liepman, who also goes by John F Bourbonnais, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Galveston, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1990. John has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Liepman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2009 - Present
NATALLIANCE SECURITIES, LLC
May 4, 2001 - February 6, 2009
TEJAS SECURITIES GROUP, INC.
March 5, 1993 - May 3, 2001
AMHERST SECURITIES GROUP, L.P.
April 25, 1992 - March 15, 1993
WESTCAP GOVERNMENT SECURITIES, INC.
April 20, 1992 - March 15, 1993
WESTCAP SECURITIES, L.P.
May 23, 1990 - April 27, 1992
MURCHISON INVESTMENT BANKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2009)
(2/9/2009)
(2/9/2009)
(2/9/2009)
(2/9/2009)
(2/8/2010)
(2/9/2009)
(2/9/2009)
(3/12/2010)
(2/9/2009)
(8/20/2024)
(5/11/2011)
(2/9/2009)
(2/9/2009)
(8/20/2014)
(2/9/2009)
(11/1/2023)
(2/9/2009)
(2/8/2010)
Exams
FINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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