Michael J. Wren

KESTRA ADVISORY SERVICES

Spokane Valler, WA 99216

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CRD#: 2037288

Professional summary

Michael James Wren, who also goes by Mike Wren, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Spokane Valler, Washington and KESTRA INVESTMENT SERVICES, LLC located in Spokane Valler, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Wren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Wren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1620 N Mamer Rd Ste C300, Spokane Valler, WA 99216

RIA

CRD#: 283330

Spokane Valler, WA

Current

November 18, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1620 N Mamer Rd Ste C300, Spokane Valler, WA 99216

CRD#: 42046

Spokane Valler, WA

Past

July 31, 2020 - November 21, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPOKANE VALLEY, WA

Past

July 31, 2020 - November 21, 2025

LPL FINANCIAL LLC

CRD#: 6413

SPOKANE VALLEY, WA

Past

March 2, 2007 - July 31, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

SPOKANE Valley, WA

Past

March 2, 2007 - July 31, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SPOKANE Valley, WA

Past

March 25, 2003 - March 1, 2007

NORTHWEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 109737

SPOKANE, WA

Past

October 1, 2002 - March 1, 2007

NORTHWEST INVESTMENT ADVISORS, INC.

CRD#: 109737

SPOKANE, WA

Past

June 12, 2000 - October 5, 2002

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPOKANE, WA

Past

March 3, 2000 - October 5, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 3, 1994 - March 1, 2000

RICHARDS MERRILL WEALTH MANAGEMENT

CRD#: 713

SPOKANE, WA

Past

January 25, 1993 - March 9, 1994

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/18/2025)

California
(11/18/2025)

Colorado
(11/18/2025)

Connecticut
(11/18/2025)

Georgia
(11/20/2025)

Idaho
(11/18/2025)

Illinois
(11/21/2025)

Kansas
(11/18/2025)

Massachusetts
(11/19/2025)

Missouri
(11/18/2025)

Montana
(11/18/2025)

Nevada
(11/18/2025)

New York
(11/18/2025)

North Carolina
(11/24/2025)

Oregon
(11/18/2025)

South Carolina
(11/18/2025)

South Dakota
(11/21/2025)

Texas
(11/18/2025)

IAR

Texas
(11/18/2025)

Utah
(11/18/2025)

Virginia
(11/18/2025)

Washington
(11/18/2025)

IAR

Washington
(11/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/10/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael J. Wren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Wren's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

NORTHWEST INVESTMENT ADVISORS, INC.

NORTHWEST INVESTMENT ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RICHARDS MERRILL WEALTH MANAGEMENT

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2000

Series 63

Date: 1/29/1993

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1993

Series 53

Date: 6/10/2002

Series 24

Date: 6/22/2000

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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