Theodore Fadool
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Fadool JR, who also goes by Tony Fadool Jr, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1972. Theodore had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 1, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2010 - January 22, 2018
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
May 12, 2010 - January 22, 2018
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
November 11, 2009 - January 22, 2018
FEDERATED SECURITIES CORP.
February 15, 2005 - January 22, 2018
FEDERATED INVESTMENT COUNSELING
March 19, 1990 - January 22, 2018
FEDERATED SECURITIES CORP.
August 14, 1986 - March 15, 1990
BOWLES HOLLOWELL CONNER & CO.
March 25, 1981 - January 25, 1983
UBS FINANCIAL SERVICES INC.
March 3, 1980 - March 24, 1981
FIRST UNION CAPITAL MARKETS CORP.
April 6, 1978 - March 15, 1980
MORGAN STANLEY DW INC.
August 3, 1977 - April 13, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
February 15, 1977 - August 28, 1977
THOMSON MCKINNON SECURITIES INC.
December 19, 1972 - March 11, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
CRD#: 109355 / SEC#: 801-55094
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/13/1972
Registered Representative ExaminationCurrent Firm
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
CRD#: 109355 / SEC#: 801-55094
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,392 |
| AUM (Assets Under Management) | $ 11,663,958,404 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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