George A. Lupton
Professional summary
George Alfred Lupton III, who also goes by George A Lupton III, George Alfred Lupton, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. George has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George Alfred Lupton III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 33, Atlanta, GA 30308February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326Office #2: 1887 Highway 20 Se, Conyers, GA 30013Office #3: 3110 Highway 278 Ne, Covington, GA 30014Office #4: 8190 Mall Pkwy, Lithonia, GA 30038Office #5: 930 S Main St Ne, Conyers, GA 30012January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
April 1, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
March 11, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
February 18, 2005 - March 21, 2011
UBS FINANCIAL SERVICES INC.
February 18, 2005 - March 21, 2011
UBS FINANCIAL SERVICES INC.
January 7, 2004 - February 22, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - February 22, 2005
WELLS FARGO CLEARING SERVICES, LLC
October 17, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 14, 1997 - October 2, 2000
MORGAN STANLEY DW INC.
May 8, 1997 - September 18, 1997
WOODSTOCK FINANCIAL GROUP, INC.
January 23, 1995 - April 7, 1997
RENAISSANCE FINANCIAL SECURITIES CORP.
August 21, 1992 - December 31, 1994
ROBERT TODD FINANCIAL CORP.
September 3, 1991 - August 5, 1992
MCCARLEY AND ASSOCIATES, INC.
May 8, 1990 - March 24, 1992
BARKLEY-LOCKMAN INVESTMENTS INC.
March 2, 1990 - April 30, 1990
AMERICAN FRONTEER FINANCIAL CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2021)
(10/13/2023)
(9/28/2023)
(2/17/2021)
(9/28/2023)
(10/3/2023)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(10/4/2023)
(2/17/2021)
(9/29/2023)
(2/17/2021)
(2/8/2022)
(9/28/2023)
(3/23/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(9/28/2023)
(1/19/2022)
(2/17/2021)
(2/17/2021)
(9/28/2023)
(2/17/2021)
(9/27/2023)
(10/2/2023)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
