Jimmy D. Kemp

MCAVOY KEMP WEALTH MANAGEMENT

COLUMBUS, IN 47201-3214

CRD#: 2036300

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Professional summary

Jimmy Dean Kemp, who also goes by James Dean Kemp, James Kemp, Jim Kemp, is a registered financial advisor currently at MCAVOY KEMP WEALTH MANAGEMENT, LLC located in Columbus, Indiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Columbus, Indiana.

Jimmy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jimmy has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Dean Kemp | James Kemp | Jim Kemp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Dean Kemp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2002 - Present

MCAVOY KEMP WEALTH MANAGEMENT, LLC

Office #1: 2121 25th Street Suite A, Columbus, IN 47201-3214

RIA

CRD#: 122084

COLUMBUS, IN

Current

July 2, 2001 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 2121 25th Street Suite A, Columbus, IN 47201

CRD#: 39543

Columbus, IN

Past

May 3, 1999 - July 6, 2001

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

August 12, 1998 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

November 6, 1997 - July 8, 1998

IRWIN UNION SECURITIES

CRD#: 18415

COLUMBUS, IN

Past

October 18, 1993 - September 30, 1996

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

October 18, 1993 - September 30, 1996

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

August 2, 1990 - July 12, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

August 2, 1990 - July 12, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/3/2001)

Indiana
(7/2/2001)

IAR

Indiana
(10/15/2002)

Kentucky
(7/2/2001)

Ohio
(7/2/2001)

IAR

Ohio
(4/2/2019)

Texas
(4/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/30/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/6/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MCAVOY KEMP WEALTH MANAGEMENT, LLC

MCAVOY KEMP WEALTH MANAGEMENT, LLC | SPURLING KEMP WEALTH MANAGEMENT, LLC

CRD#: 122084 / SEC#: 801-67784

RIA

Registered Investment Advisory firm - (3/12/2012 Terminated)

Indiana

Registered Investment Advisory firm - (3/8/2012 Approved)

Kentucky

Registered Investment Advisory firm - (8/28/2007 Terminated)

Ohio

Registered Investment Advisory firm - (4/2/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2121 25th Street Suite A, Columbus, IN 47201-3214

Mailing Address

Phone number

(812) 376-6463

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	239
AUM (Assets Under Management)	$ 70,464,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jimmy D. Kemp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Dean Kemp's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

IRWIN UNION SECURITIES

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1998

Series 63

Date: 8/14/1990

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/9/1999

Series 6

Date: 7/30/1990

Series 24

Date: 6/6/2002

FINRA

Current Firm

MCAVOY KEMP WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCAVOY KEMP WEALTH MANAGEMENT, LLC

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