James J. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Lynch, who also goes by James J Lynch, Jim Lynch, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1990. James had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2017 - October 4, 2022
MAYBANK SECURITIES USA INC.
October 12, 2004 - May 3, 2017
MIZUHO SECURITIES USA LLC
April 24, 2002 - March 9, 2004
J.P. MORGAN SECURITIES INC.
April 30, 2001 - April 12, 2002
ING FINANCIAL MARKETS LLC
July 1, 1998 - April 30, 2001
ABN AMRO SECURITIES LLC
June 17, 1997 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
May 22, 1990 - June 18, 1997
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MAYBANK SECURITIES USA INC.
CRD#: 27861 / SEC#: , 8-43264
Contact information
Documents
Red Flags
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