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FV

Frank A. Villarreal

US CAPITAL GLOBAL WEALTH MANAGEMENT
SAN FRANCISCO, CA 94111
Some features on this profile are disabled
CRD#: 2035036
FV
Frank Aurelio VillarrealUS CAPITAL GLOBAL WEALTH MANAGEMENT

Professional summary

Frank Aurelio Villarreal is a registered financial advisor currently at US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC located in San Francisco, California and US CAPITAL GLOBAL SECURITIES, LLC located in San Francisco, California.

Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Frank has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
US Capital Global Wealth Management, LLC; It is investment related. 1 Ferry Plaza, Ste. 201 San Francisco, CA 94111; SEC Registered Investment Advisor; Vice President; Start Date 1/2019; Spend approximately 40 hours a month total, and approximately 40 hours during market trading hours; offer investment consulting and investment management services to clients. Title: Principal; Managing Director and Partner Mr. Villarreal has been engaged in an outside business activity since 11/17/2016, US Capital Wealth Management, LLC (USCWM). USCWM is the predecessor investment advisory firm to US Capital Global Wealth Management LLC (USCGWM). The firms current address is 1 Ferry Plaza, Ste. 201 San Francisco, CA 94111. Mr. Villarreal is acting as an investment advisor, duties include financial account management. Mr. Villarreal spend time as needed, this is estimated to be 8 hours a day during market hours. US Capital Global Partners, LLC; 1 Ferry Plaza, Ste. 201 San Francisco, CA 94111. 11/2016-Present. CA licensed broker-lender. Senior Vice President; Preform due diligence on companies; approximately 120 hours a month, approximately 100 hours during securities trading day. US Capital Global Advisors, LLC; 1 Ferry Plaza, Ste. 201 San Francisco, CA 94111. Non investment-related. 4/2018-Present; Employee; Payroll agent for work performed at US Capital Global Partners, LLC. No hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Aurelio Villarreal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2019 - Present

US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC

Office #1: 1 Ferry Building Suite 201, San Francisco, CA 94111
RIA
CRD#: 299885
SAN FRANCISCO, CA
Current

February 7, 2017 - Present

US CAPITAL GLOBAL SECURITIES, LLC

Office #1: 1 Ferry Building Suite 201, San Francisco, CA 94111
BD
CRD#: 169544
SAN FRANCISCO, CA
Past

December 27, 2016 - August 24, 2019

US CAPITAL GLOBAL WEALTH MANAGEMENT LLC

RIA
CRD#: 284435
San Francisco, CA
Past

November 23, 2015 - October 10, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
SAN FRANCISCO, CA
Past

November 23, 2015 - October 10, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
SAN FRANCISCO, CA
Past

January 12, 2009 - December 4, 2015

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SAN FRANCISCO, CA
Past

January 12, 2009 - December 4, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN FRANCISCO, CA
Past

January 17, 2003 - February 6, 2009

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
SAN FRANCISCO, CA
Past

January 17, 2003 - February 6, 2009

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
SAN FRANCISCO, CA
Past

July 30, 2002 - January 17, 2003

PERSHING LLC

RIA
CRD#: 7560
SAN FRANCISCO, CA
Past

January 10, 2001 - January 17, 2003

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

February 1, 2000 - January 19, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

August 27, 1998 - February 1, 2000

HAMBRECHT & QUIST LLC

BD
CRD#: 940
SAN FRANCISCO, CA
Past

May 14, 1992 - September 1, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 28, 1991 - April 8, 1991

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

January 1, 1991 - December 31, 1990

DEL MAR SECURITIES, INC.

BD
CRD#: 14411
Past

December 31, 1990 - December 31, 1990

DEL MAR SECURITIES, INC.

BD
CRD#: 14411

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/7/2017)
IAR
California
(3/28/2019)
RR
Colorado
(10/15/2021)
RR
District of Columbia
(6/29/2021)
RR
Florida
(7/26/2023)
RR
Maryland
(6/28/2021)
RR
New Jersey
(2/21/2025)
RR
Oregon
(9/24/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/5/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/20/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/11/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

UC
US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC
US CAPITAL GLOBAL WEALTH MANAGEMENT LLC | US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC

CRD#: 299885 / SEC#:

California
Registered Investment Advisory firm - (3/27/2019 Approved)
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Contact information

Main Address
1 Ferry Building Suite 201, San Francisco, CA 94111
Mailing Address
Phone number
(917) 923-9649
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts50
AUM (Assets Under Management)$ 24,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC

CRD#: 299885San Francisco, CA 94111

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