RJ
Ron Jacoby
CANTOR FITZGERALD & CO.
Santa Monica, CA 90401
Some features on this profile are disabled
CRD#: 2033977
RJ
Professional summary
Ron Jacoby, who also goes by Ron Y, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Santa Monica, California.
Ron is registered as a RR (Registered Representative) and started their career in finance in 1990. Ron has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ron Y
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ron Jacoby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2011 - Present
CANTOR FITZGERALD & CO.
Office #1: 429 Santa Monica Blvd Suite 280, Santa Monica, CA 90401Office #2: 2381 Rosecrans Avenue Suite 430, El Segundo, CA 90245BD
CRD#: 134
Santa Monica, CA
Past
February 18, 2011 - April 21, 2011
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
LOS ANGELES, CA
Past
February 16, 2011 - April 21, 2011
BARCLAYS CAPITAL INC.
RIA
CRD#: 19714
LOS ANGELES, CA
Past
October 15, 1999 - February 8, 2011
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
LOS ANGELES, CA
Past
February 13, 1990 - February 8, 2011
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/1/2011)
RR
Colorado(3/15/2012)
RR
Connecticut(12/11/2012)
RR
Delaware(6/14/2013)
RR
District of Columbia(9/20/2013)
RR
Florida(4/28/2015)
RR
Georgia(4/27/2015)
RR
Illinois(4/24/2015)
RR
Maryland(5/11/2012)
RR
Massachusetts(6/19/2013)
RR
Minnesota(12/2/2011)
RR
New Hampshire(4/29/2014)
RR
New Jersey(1/31/2020)
RR
New York(11/7/2011)
RR
Ohio(5/23/2013)
RR
Pennsylvania(5/11/2012)
RR
Utah(1/17/2023)
RR
Washington(12/18/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
110 East 59th Street 4th Floor, New York, NY, 10022
Mailing Address
110 East 59th Street 4th Floor, New York, NY, 10022
Phone number
(212) 938-5000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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