DW
Diane M. Weyrick
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Northfield, MN 55057
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CRD#: 2033499
DW
Professional summary
Diane Moen Weyrick, who also goes by Diane Lynn Moen, Diane Lynn Weyrick, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Northfield, Minnesota and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Northfield, Minnesota.
Diane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Diane has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Diane Lynn Moen | Diane Lynn Weyrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FUNDUM PROPERTIES LLC, WEBSTER MN, 06/2014, OWNER, REAL ESTATE, NIR, 20 HR/MO 0 HR/MO TRADING 2) EDEN INC, 125 SECURITY PLACE COOKVILLE TN, 04/2014, BOARD MEMBER, NIR, 5 HR/MO 0 HR/MO TRADING 3) DMW FINANCIAL LLC, 205 3RD ST W STE A NORTHFIELD MN, 02/2013, OWNER, ADVISORY REP OF A RIA, INV REL, 160 HR/MO 128 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 07/2019, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING 5) VOICES ADVANCING FREEDOM, AMBLEWOOD TRAIL PRIOR LAKE MN, 08/2022, COMMITTEE MEMBER, CONSTITUTIONAL EDUCATION, NIR, 12 HR/MO 0 HR/MO TRADING 6) DMW FINANCIAL LLC, 205 3RD ST W STE A NORTHFIELD MN, 01/2024, 1099 CONTRACTOR, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 2 HR/MO 2 HR/MO TRADING 7) D-TAIL YOUR DOG LLC, 2227 BENTON ST HANNIBAL MO, 10/2024, OWNER, PET GROOMING, NIR, 0 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Diane Moen Weyrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 205 3rd Street W. Suite A, Northfield, MN 55057RIA
CRD#: 134139
Northfield, MN
Current
July 2, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 205 3rd Suite A, Northfield, MN 55057BD
CRD#: 39543
Northfield, MN
Past
October 10, 2017 - June 28, 2019
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
NORTHFIELD, MN
Past
October 10, 2017 - June 28, 2019
SCF SECURITIES, INC.
BD
CRD#: 47275
NORTHFIELD, MN
Past
March 1, 2004 - October 11, 2017
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
NORTHFIELD, MN
Past
February 14, 2003 - October 11, 2017
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
NORTHFIELD, MN
Past
September 3, 1999 - February 14, 2003
FINTEGRA, LLC
BD
CRD#: 16741
MINNEAPOLIS, MN
Past
June 24, 1993 - September 2, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 24, 1993 - September 2, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2025)
RR
Alaska(1/2/2025)
RR
Arizona(7/2/2019)
RR
California(7/2/2019)
RR
District of Columbia(7/2/2019)
RR
Florida(7/2/2019)
RR
Hawaii(1/3/2023)
RR
Illinois(7/2/2019)
RR
Indiana(1/3/2023)
RR
Minnesota(7/2/2019)
IAR
Minnesota(7/2/2019)
RR
Missouri(7/2/2019)
RR
New York(7/2/2019)
RR
Pennsylvania(11/8/2024)
RR
Texas(7/2/2019)
IAR
Texas(7/8/2019)
RR
Utah(9/14/2022)
RR
Wisconsin(7/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Northfield, MN 55057TRUST BUT VERIFY
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