Geoffrey S. Rigney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Scott Rigney, who also goes by Geoff Rigney, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1990. Geoffrey had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2007 - January 4, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 9, 2005 - May 31, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 29, 2000 - May 12, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 14, 1999 - February 18, 2000
THE HUNTINGTON INVESTMENT COMPANY
November 14, 1995 - September 10, 1999
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 18, 1992 - November 27, 1996
FINANCIAL HORIZONS SECURITIES CORPORATION
February 16, 1990 - July 26, 1991
IDS LIFE INSURANCE COMPANY
February 16, 1990 - July 26, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
